Legal — Transcript
Full transcript
- 0:06the objectives for this lecture are as
- 0:08follows describe legal considerations
- 0:11encountered by the anesthetist and
- 0:13describe the anesthetist role in
- 0:15informed consent the American legal
- 0:19system is composed of federal and state
- 0:21court systems the latter of which is a
- 0:23usual forum for matters pertaining to
- 0:25anesthesia practice state courts are
- 0:27established to adjudicate civil and
- 0:29criminal actions many consider our legal
- 0:31system to be cumbersome overburdened and
- 0:33often ineffective and unfair
- 0:34despite this reputation it is our route
- 0:37to dispute resolution and protect the
- 0:39interests of the public when contracts
- 0:41are formed by private parties the legal
- 0:43system is called upon to interpret the
- 0:45language and hold parties to their
- 0:46contractual obligations when one party
- 0:49is injured by another the legal system
- 0:50is expected to resolve the matter and
- 0:52make whole the injured party to the
- 0:53extent possible when criminal actions
- 0:56are taken punitive action is imposed by
- 0:58the legal system statute law case law
- 1:01and regulations affect anesthesia
- 1:03providers statute law is a body of
- 1:06prescriptive law created by a
- 1:07legislature to achieve a specific
- 1:09purpose when statute laws need
- 1:11interpretation or when there is no
- 1:13definitive statute law disagreements may
- 1:15be adjudicated by the judicial system
- 1:17the aggregate of reported cases known as
- 1:20case law or common law is used as a
- 1:22basis for future court decisions the
- 1:25results of these cases are rarely
- 1:27prescriptive and may lead to a
- 1:28collection of confusing ambiguous and
- 1:30even contradictory cases that rests on
- 1:33diverse rulings in different
- 1:34jurisdictions regulations often come
- 1:37from administrative authorities such as
- 1:38executive branch agencies or state
- 1:40medical boards for example a US
- 1:43Department of Health and Human Services
- 1:44regulation requires hospitals wishing to
- 1:47participate in Medicare to have written
- 1:48policies that an organ procurement
- 1:50organization is notified of potential
- 1:52donors so let's get started we'll jump
- 1:56into a heavily debated and passionate
- 1:58topic supervision anesthesiologists who
- 2:01supervise certified registered nurse
- 2:03anesthetist
- 2:03and/or residents are held accountable
- 2:05for the actions of those under their
- 2:07supervision although there is really not
- 2:09an alternative to direct supervision of
- 2:11residents CRNA supervision is somewhat
- 2:13different a substantial portion of the
- 2:15total number of anesthetics administered
- 2:17in the United States are performed by
- 2:18CRNAs
- 2:19there with or without the supervision of
- 2:21an anesthesiologist this supervisory
- 2:24relationship when it exists is known as
- 2:26a anesthesia care team the distribution
- 2:28of anesthesia providers in this country
- 2:30is highly skewed toward metropolitan
- 2:32areas where supervision and the
- 2:33anesthesia care team is more prevalent
- 2:36CRNAs working in the anesthesia care
- 2:38team model are often more limited in
- 2:40their scope of practice when employed by
- 2:41the anesthesiology group rather than the
- 2:43hospital and many find their practice to
- 2:45be non collaborative the scope of
- 2:47practice of CRNAs in rural hospitals is
- 2:50often broader than in the metropolitan
- 2:51practice today no studies have shown a
- 2:54difference in the anesthesia quality of
- 2:56care or outcomes based solely on the
- 2:58distinction of the provider being a CRNA
- 2:59or an anesthesiologist in 2001 the
- 3:04Centers for Medicare and Medicaid
- 3:06Services or CMS published its ruling
- 3:08allowing state governments exemption
- 3:10from the requirement of CRNA supervision
- 3:12this required written notification of
- 3:15CMS by the state governor after
- 3:16consultations with the boards of
- 3:18medicine and nursing if determination
- 3:20that opting out was consistent with
- 3:21state law and that upon decision was in
- 3:23the best interest of the citizens of
- 3:25that state in addition to being seen as
- 3:28favorable to CRNAs this allowed an
- 3:30option to relieve supervising providers
- 3:31of liability which concerns some
- 3:33especially supervising providers who
- 3:35were not anesthesiologists although
- 3:39practitioners may become involved in the
- 3:41criminal law system in a professional
- 3:43capacity they more commonly become
- 3:44involved in the legal system of civil
- 3:46laws civil law is broadly defined into
- 3:49contract law and tort law a tort may be
- 3:52loosely defined as a civil wrongdoing
- 3:54negligence is one type of tort
- 3:57malpractice actually refers to any
- 3:59professional misconduct but it's use in
- 4:01legal terms typically refers to
- 4:02professional negligence to be successful
- 4:05in a malpractice suit the patient
- 4:07plaintiff must prove four things duty
- 4:09that the anesthetist owed the patient a
- 4:11duty breach of duty that the anesthetist
- 4:13failed to fulfill his or her duty
- 4:16causation that a reasonably close causal
- 4:19relation exists between the anesthetist
- 4:20acts and the resultant injury and
- 4:22finally damages that actual damage
- 4:25resulted because of a breach of the
- 4:27standard of care failure to prove any
- 4:29one of these four elements will result
- 4:31in a decision for the defendant or the
- 4:32anesthetist
- 4:33we will look at each of these four
- 4:35elements a little more closely as a
- 4:39provider the anesthetist establishes a
- 4:41duty to the patient when a provider
- 4:42patient relationship exists when the
- 4:45patient is seen preoperatively and the
- 4:46anesthetist agrees to provide anesthesia
- 4:48care for the patient but duty to the
- 4:50patient has been established in the most
- 4:52general terms the duty the anesthetist
- 4:54OS of the patient is to adhere to the
- 4:56standards of care for the treatment of
- 4:57that patient because it is virtually
- 5:00impossible to delineate specific
- 5:01standards for all aspects of medical
- 5:03practice and all eventualities the
- 5:05courts have created the concept of the
- 5:07reasonable and prudent provider for all
- 5:10specialties there is a national standard
- 5:12that has displaced the local standard
- 5:13there are certain general duties that
- 5:16all providers have to their patients and
- 5:17breaching these duties may also serve as
- 5:19a basis for a lawsuit one of the general
- 5:22duties is that of obtaining informed
- 5:23consent for a procedure consent may be
- 5:26written verbal or implied oral consent
- 5:29is just as valid although harder to
- 5:31prove years after the fact as written
- 5:33consent implied consent for anesthesia
- 5:35care may be present in circumstances in
- 5:37which the patient is unconscious or
- 5:39unable for any reason to give his or her
- 5:41consent but where it is presumed that
- 5:42any reasonable and prudent patient would
- 5:44give consent although there are
- 5:46exceptions to the requirement that
- 5:47consent be obtained an aesthetician
- 5:49should be sure to obtain consent
- 5:50whenever possible failure to do so in
- 5:53theory exposes the anesthetist to
- 5:55possible prosecution for battery the
- 5:57requirement that the consent be informed
- 5:59is somewhat more opaque the guideline is
- 6:02determining whether the patient received
- 6:03a fair and reasonable account of the
- 6:05proposed procedures and the risk
- 6:07inherent to these procedures
- 6:08most states have adopted a reasonable
- 6:11patient standard which requires that the
- 6:12provider disclose risks at a reasonable
- 6:14patient under similar circumstances
- 6:15would want to know to make an informed
- 6:17decision
- 6:18besides disclosure of common risk risks
- 6:21that would be important in deciding
- 6:22whether or not to undertake the proposed
- 6:24therapy should also be discussed for
- 6:26regional anesthesia these should include
- 6:28both the common risk like local pain and
- 6:30discomfort infection headache transient
- 6:33neuropathy as well as those that are
- 6:35rare but of major consequence like
- 6:37seizure cardiac arrest permanent
- 6:39neuropathy paralysis or even death in a
- 6:43malpractice action expert witnesses will
- 6:45review the medical records of the case
- 6:47and determine whether the anesthetist
- 6:48acted in a reasonable and prudent manner
- 6:50in the specific situation and fulfilled
- 6:52his or her duty to the patient if they
- 6:55find that the anesthetist either did
- 6:56something that should not have been done
- 6:57or failed to do something that should
- 6:59have been done then the duty to adhere
- 7:01to the standard of care has been
- 7:02breached and the requirement for a
- 7:03successful suit will have been met
- 7:07judges and juries are interested in
- 7:09determining whether the breach of duty
- 7:11was the proximate cause of the injury if
- 7:13the odds are better than even that the
- 7:15breach of duty lead however indirectly
- 7:17to the injury this requirement is met
- 7:19there are two common tests employed to
- 7:21establish causation the first is the
- 7:24but-for test and the second is a
- 7:26substantial factor test if the injury
- 7:29would not have occurred but for the
- 7:31action of the defendant or the
- 7:32anesthetist or if the act of the
- 7:34anesthetist was a substantial factor in
- 7:36the injury despite other causes
- 7:37then proximate cause is established
- 7:39although the burden of proof of
- 7:41causation ordinarily falls on the
- 7:43patient it may under special
- 7:45circumstances be shifted to the provider
- 7:46or defendant under the doctrine of res
- 7:48ipsa loquitur literally the thing speaks
- 7:52for itself
- 7:52applying this doctrine requires proving
- 7:55that the injury is of a kind that
- 7:57typically would not occur in the absence
- 7:58of negligence the injury must be caused
- 8:01by something under the exclusive control
- 8:02of the anesthetist the injury must not
- 8:04be attributable to any contribution on
- 8:06the part of the patient and that the
- 8:08evidence for the explanation of events
- 8:10must be more accessible to the
- 8:11anesthetist they into the patient
- 8:12because anesthetist render patience and
- 8:15sensible to their surroundings and
- 8:16unable to protect themselves from injury
- 8:18the doctrine of res ipsa loquitur may be
- 8:21invoked in anesthesia malpractice cases
- 8:23while this argument was commonly used in
- 8:26the past of lawsuits for nerve injuries
- 8:27it is less commonly used successfully
- 8:29today
- 8:32the law allows for three different types
- 8:34of damages general damages are those
- 8:37such as pain and suffering that directly
- 8:39result from the injury special damages
- 8:42are those actual damages that are a
- 8:44consequence of the injury such as
- 8:45medical expenses lost income and funeral
- 8:48expenses punitive damages are attended
- 8:51to punish the provider for negligence
- 8:52that was reckless wanton
- 8:54fraudulent were willful punitive damages
- 8:57are exceedingly rare in medical
- 8:59malpractice cases more likely in the
- 9:01case of gross negligence is a loss of
- 9:03the license to practice anesthesia in
- 9:05extreme cases criminal charges may be
- 9:07brought against the provider although
- 9:09this is rare determination of the dollar
- 9:11amount is usually based on some
- 9:13assessment of the plaintiffs condition
- 9:14versus a condition he or she would have
- 9:16been had there been no negligence
- 9:18plaintiffs attorneys generally charge a
- 9:20percentage of the damages and will
- 9:22therefore seek to maximize the award
- 9:24given because medical malpractice
- 9:28usually involves issues beyond the
- 9:30comprehension of the lay jurors and
- 9:31judges the court establishes a standard
- 9:33of care in a particular case by the
- 9:35testimony of expert witnesses these
- 9:38witnesses differ from factual witnesses
- 9:40mainly and that they may give opinions
- 9:41the trial court judge has sole
- 9:43discretion in determining whether a
- 9:45witness may be qualified as an expert
- 9:47although any licensed provider may be an
- 9:49expert information will be sought
- 9:51regarding the witnesses education and
- 9:53training the nature and scope of the
- 9:54person's practice memberships and
- 9:56affiliations and publications the
- 9:59purpose in gathering this information is
- 10:01not only to establish the qualifications
- 10:02of the witness to provide expert
- 10:04testimony but also to determine the
- 10:06weight to be given to that testimony by
- 10:07the jury in many cases the success of a
- 10:10lawsuit depends primarily on the stature
- 10:12and believability of the expert
- 10:14witnesses unfortunately there is a
- 10:16tendency for experts to link severe
- 10:18injury with inappropriate care in
- 10:20certain circumstances the standard of
- 10:22care may also be determined from
- 10:23published societal guidelines written
- 10:25policies of a hospital or department or
- 10:27textbooks some medical specialty
- 10:29societies have carefully avoided
- 10:31applying the term standards to their
- 10:33guidelines in the hope that no binding
- 10:35behavior or mandatory practices have
- 10:36been created the essential difference
- 10:39between standards and guidelines is that
- 10:40guidelines should be adhered to and
- 10:42standards must be adhere to
- 10:46relatively few adverse outcomes end up
- 10:49in a malpractice suit it has been
- 10:51estimated that less than one of 25
- 10:53patient injuries result in malpractice
- 10:54litigation the aasa' Committee on
- 10:57professional liability has conducted a
- 10:59nationwide analysis of malpractice
- 11:00claims against anaesthetist including
- 11:03dental damage since 1985 this is called
- 11:06the closed claims project the leading
- 11:08injuries and malpractice claims in the
- 11:101990s were death at 24 percent nerve
- 11:13damage at 22 percent permanent brain
- 11:15damage at 8 percent and airway injury at
- 11:187 percent the causes of death and
- 11:20permanent brain damage were
- 11:21predominantly problems in airway
- 11:23management and other complications such
- 11:25as pulmonary embolism inadequate fluid
- 11:27therapy stroke hemorrhage and myocardial
- 11:29infarction nerve damage especially to
- 11:32the ulnar nerve often occurs despite
- 11:34apparently adequate positioning spinal
- 11:37cord injury was the most common cause of
- 11:38nerve damage claims against anesthesia
- 11:40providers in the 1990s chronic pain
- 11:43management is an increasing source of
- 11:45malpractice claims against anesthesia
- 11:48the anesthetist is likely to be the
- 11:51target of a lawsuit if an untoward
- 11:52outcome occurs because the provider
- 11:54patient relationship is usually tenuous
- 11:56at best the patient rarely chooses the
- 11:59anesthetist the preoperative visit is
- 12:00brief and the anesthetist who sees a
- 12:02patient preoperatively may not actually
- 12:04anesthetize the patient communication
- 12:06between anesthetist
- 12:08and surgeons about complications is
- 12:09often lacking and the tendency is for
- 12:11the surgeon to blame anesthesia
- 12:13in addition anesthetist are often sued
- 12:16along with a surgeon in the case of an
- 12:17adverse outcome this may occur even if
- 12:20the outcome was in no way related to
- 12:21anesthetic care the most common cause of
- 12:26medical malpractice is medical
- 12:27negligence negligence is defined as a
- 12:30breach of a duty that is the immediate
- 12:32cause of a harm expanding on that
- 12:34definition medical negligence occurs
- 12:36when a provider's failure or the breach
- 12:38to meet the standard of care the duty
- 12:40directly leads proximate cause to
- 12:43patient injury or the harm proximate
- 12:46cause should be tightly coupled and
- 12:47requires proof of cause in fact and
- 12:49foreseeability cause in fact often known
- 12:52as the but-for test means that the harm
- 12:55would not have occurred but for the
- 12:56previous negligent act foreseeability
- 12:59just that injuries must be of the type
- 13:01that would be foreseen by a reasonable
- 13:02practitioner for example but for the
- 13:05absence of an entitled carbon dioxide
- 13:07monitor esophageal intubation would have
- 13:09been recognized because a reasonable
- 13:11practitioner would foresee that this
- 13:13breach of the standard of care may lead
- 13:15to unrecognized Safa geol intubation
- 13:17there must be a harm for which the
- 13:19individual needs to be compensated
- 13:23Awards may be conferred for non-economic
- 13:25losses for the economic loss of
- 13:27repairing the damage and for loss of
- 13:29income the amount of time in which a
- 13:32plaintiff can bring an action is
- 13:33governed by state statutes and typically
- 13:35begins on occurrence or discovery of the
- 13:37allegedly negligent act or the harm
- 13:39medical negligence may be a judge as
- 13:41criminal medical negligence if it
- 13:43deviates greatly from the standard of
- 13:44care whether unknowingly or knowingly
- 13:47criminal medical negligence is rarely
- 13:49prosecuted but characteristics of such
- 13:51cases include failure to modify care
- 13:53based on past similar experiences hiding
- 13:56errors and practicing in a way that
- 13:58appears to favor financial and personal
- 13:59gains over patient care for example an
- 14:02anesthetist was prosecuted but
- 14:05eventually acquitted for reckless
- 14:07manslaughter when after more than five
- 14:08documented episodes of falling asleep
- 14:10while providing anesthesia he fell
- 14:12asleep during a case in which the child
- 14:14died the anesthetist was convicted for
- 14:16criminal medical negligence although
- 14:18that conviction was eventually
- 14:19overturned because the prosecutors had
- 14:21not brought the criminal medical
- 14:22negligence charge within the legal time
- 14:24limits there are several elements of
- 14:28negligence when very important element
- 14:31is record keeping good records can form
- 14:34a strong defense if they are adequate
- 14:35however records can be disastrous if
- 14:37inadequate the anesthesia record itself
- 14:40should be as accurate complete and as
- 14:41neat as possible the use of automated
- 14:44anesthesia records may be helpful in the
- 14:46defense of malpractice cases but they
- 14:48may also serve as damaging evidence for
- 14:50the lack of vigilance prior to an
- 14:51adverse event in addition to documenting
- 14:54vital signs at least every five minutes
- 14:55special attention should be paid to
- 14:57ensure that the patient's aasa
- 14:58classification the monitors used fluids
- 15:01administered and doses and times of all
- 15:04administer drugs are accurately charted
- 15:06because the principal causes of hypoxic
- 15:08brain damage and death during anesthesia
- 15:10are related to ventilation and/or ox
- 15:12all respiratory variables that are
- 15:14monitored should be documented
- 15:15accurately it is important to note when
- 15:18there is a change of anesthesia
- 15:19personnel during the conduct of a case
- 15:21sloppy
- 15:22inaccurate anesthesia records with gaps
- 15:24during critical events can be extremely
- 15:26damaging to the defense when enlarged
- 15:28and placed before a jury a lawsuit
- 15:32begins when the patient plaintiff's
- 15:34attorney files a complaint and demand
- 15:36for jury trial with the court the
- 15:38anesthetist is in served with a
- 15:39complaint and a summons requiring an
- 15:41answer to the complaint until this
- 15:43happens no lawsuit has been filed
- 15:46insurance carriers must be notified
- 15:48immediately after the receipt of the
- 15:49complaint the anesthetist will need
- 15:52assistance in answering the complaint
- 15:53and there is a time limit placed on the
- 15:55response these are some specific actions
- 15:58at this point do not discuss the case
- 16:00with anyone including colleagues who may
- 16:02have been involved operating room
- 16:03personnel or friends never alter any
- 16:06records gather together all pertinent
- 16:09records including a copy of the
- 16:10anesthetic record billing statements and
- 16:12correspondence concerning the case make
- 16:15notes recording all events recalled
- 16:17about the case and cooperate fully with
- 16:20the attorney provided by the insurer the
- 16:23first task the anesthetist must perform
- 16:26with an attorney is to prepare an answer
- 16:28to the complaint the complaint contains
- 16:30certain facts and allegations with which
- 16:32the defense may either agree or disagree
- 16:34defense attorneys rely on the Frank and
- 16:37totally candid observations of the
- 16:38provider and preparing an answer to the
- 16:40complaint providers should be willing to
- 16:42educate their attorneys about the
- 16:43medical facts of the case although most
- 16:46medical malpractice attorneys will be
- 16:47knowledgeable and medically
- 16:48sophisticated the next phase of the
- 16:51malpractice suit is called discovery the
- 16:53purpose of discovery is the gathering of
- 16:55facts and clarification of issues in
- 16:57advance of the trial in all likelihood
- 16:59the anesthetist will initially receive a
- 17:01written interrogatory which will request
- 17:03factual information in consultation with
- 17:06the defense attorney the interrogatories
- 17:08should be answered in writing because
- 17:09carelessly or inadvertently misstated
- 17:12facts can become troublesome later
- 17:14depositions are the second mechanism of
- 17:16discovery the defendant or necess will
- 17:19be deposed as a fact witness and
- 17:20depositions will be obtained from other
- 17:22necess who will act as expert witnesses
- 17:25a nationally recognized expert in the
- 17:27area in question recommended by the
- 17:29defendant but who is not a personal
- 17:31friend and who agrees with the defense
- 17:32position may be very valuable the
- 17:35plaintiff's attorney not the defense
- 17:37attorney will depose the anesthetist
- 17:39despite the apparent informality of the
- 17:41deposition the anesthetist must be
- 17:43constantly aware that what is said
- 17:45during the deposition carries as much
- 17:46weight as what would be said in court it
- 17:48is important to be factually prepared
- 17:50for the deposition by review of personal
- 17:52notes the anesthetic record and the
- 17:54medical record the providers should
- 17:56dress conservatively and professionally
- 17:58because appearance and image are very
- 18:00important the opposition is assessing
- 18:02the provider to see how he or she will
- 18:04appear to a jury answer only the
- 18:09question asked and do not volunteer any
- 18:11information rely on one's attorney for
- 18:14assistance when preparing for a
- 18:15deposition
- 18:16there will be depositions from expert
- 18:18witnesses both for the plaintiff and for
- 18:20the defense
- 18:20the anesthetist should work with his or
- 18:23her attorney to suggest questions and
- 18:24rebuttals the better educated the
- 18:27attorney is about the medical facts the
- 18:28reasons the anesthetist did what was
- 18:30done and the alternative approaches the
- 18:32better able the attorney will be to
- 18:33conduct these expert depositions if
- 18:35there is some merit in the case but the
- 18:38damages are minimal or a proof of
- 18:40innocence will be difficult there will
- 18:41probably be a settlement offer there is
- 18:44a high cost incurred by both plaintiffs
- 18:45and defendants in pursuing a malpractice
- 18:47claim up through a jury trial unless
- 18:50there is a strong probability of a large
- 18:52dollar award reputable plaintiff
- 18:54attorneys are not likely to pursue the
- 18:55claim thus even if providers believe
- 18:58that they are totally innocent of any
- 18:59wrongdoing
- 19:00they should not be offended or angered
- 19:02about settling of a case this is solely
- 19:04a matter of money not medicine
- 19:06if a settlement is not reached during
- 19:08the discovery phase a trial will occur
- 19:10only about one in twenty mile practice
- 19:12cases ever reach the point of a jury
- 19:14trial only those cases in which both
- 19:16sides think they can win or in which
- 19:18there is likely to have significant
- 19:19financial impact will proceed to trial
- 19:23the discussion of deposition testimony
- 19:26also applies to testimony in court but
- 19:28there are a few additional points to
- 19:29consider during a trial the members of a
- 19:32jury will not be as sophisticated
- 19:33medically as the attorneys who deposed
- 19:35the anesthetist during discovery however
- 19:37do not underestimate
- 19:39the intelligence of the jury talking
- 19:41down to them will create an unfavorable
- 19:42impression if the answer to a question
- 19:44is not known avoid guessing if specific
- 19:48facts cannot be remembered say so nobody
- 19:51expects total recall of events that may
- 19:53have occurred years before the defendant
- 19:55provider should be present during the
- 19:57entire trial even when not testifying
- 19:59and should dress professionally displays
- 20:02of anger remorse relief or hostility
- 20:04will hurt the provider in court the
- 20:07provider should be able to give his or
- 20:08her testimony without notes or documents
- 20:10when it is necessary to refer to the
- 20:12medical record it will be admitted into
- 20:14evidence the anesthetist goal is to
- 20:17convince a jury that he or she behaved
- 20:18in this case as any other competent and
- 20:21prudent and necess would have behaved it
- 20:23is important to keep in mind that proof
- 20:25in a malpractice case means only more
- 20:27likely than not the patient plaintiff
- 20:29must prove the four elements of
- 20:31negligence not to absolute certainty but
- 20:33only to a probability greater than 50%
- 20:35on the positive side this means that the
- 20:39defendant or anesthetist must only show
- 20:40that his or her actions were more than
- 20:42likely not within an acceptable standard
- 20:44of care
- 20:47if a critical incident occurs during the
- 20:50conduct of an anaesthetic the
- 20:52anesthetist should document in narrative
- 20:54form what happened
- 20:55which drugs were used the time sequence
- 20:57and who was present this should be
- 20:59documented in the patient's progress
- 21:01notes as a catastrophic inter anesthetic
- 21:03event cannot be summarized adequately in
- 21:05the small box provided on a usual
- 21:07anaesthetic record the critical incident
- 21:10note should be written as soon as
- 21:11possible the report should be as
- 21:13consistent as possible with concurrent
- 21:15records such as the anesthesia operating
- 21:17room recovery room and cardiac arrest
- 21:20records if significant inconsistencies
- 21:22exist they should be explained records
- 21:26should never be altered after the fact
- 21:27if an error is made in record-keeping a
- 21:30line should be drawn through the error
- 21:31leaving it legible and the correction
- 21:33should be initialed in time litigation
- 21:36is a lengthy process and a court
- 21:37appearance to explain the incidence to a
- 21:39jury may be years away when memories
- 21:41have faded
- 21:41if anesthetic complications occur the
- 21:46anesthetist should be honest with both
- 21:47the patient and the family about the
- 21:49cause the providers should provide the
- 21:51facts about the event express regret to
- 21:53the patient and the family about the
- 21:54outcome and give a formal apology if the
- 21:57unanticipated outcome is a result of an
- 21:59error or system failure some states have
- 22:02laws mandating disclosure of serious
- 22:03adverse events to patients and
- 22:05disclosure has been incorporated into
- 22:07quality reporting other states prohibit
- 22:09use of disclosure discussions as
- 22:11evidence in malpractice litigation
- 22:13whenever an anaesthetic complication
- 22:15becomes apparent appropriate
- 22:17consultation should be obtained quickly
- 22:19and the departmental or institutional
- 22:21risk management group should be notified
- 22:22if the complication is apt to lead the
- 22:25prolonged hospitalization or permanent
- 22:27injury the liability insurance carrier
- 22:29should also be notified the patient
- 22:31should be followed closely while in the
- 22:32hospital with telephone follow-up if
- 22:34indicated after discharge the
- 22:37anesthetist surgeons and consulting
- 22:39providers and the institution should
- 22:41coordinate and be consistent in their
- 22:43explanations to the patient or the
- 22:44patient's family as to the cause of any
- 22:46complication the informed consent
- 22:51process requests honest disclosure of
- 22:53medical information to the patient u.s.
- 22:55courts currently rely on two standards
- 22:57of disclosure the reasonable person
- 22:59standard and the subject
- 23:00standard 1/3 professional standard in
- 23:04which the provider is obliged to
- 23:05disclose only what other providers of
- 23:07the same specialty would disclose was
- 23:08subject to abuse and manipulation and is
- 23:10essentially no longer recognized in the
- 23:13reasonable person standard the provider
- 23:15must disclose any information that a
- 23:17theoretical reasonable person would want
- 23:19to know this standard does not require
- 23:21an exhaustive recitation of facts and
- 23:23acknowledges that not all information
- 23:25related to the procedure is integral in
- 23:27making a decision about whether to
- 23:28undergo the procedure the subjective
- 23:31standard recognizes that some patients
- 23:33may have special needs for specific
- 23:34information and that when that need is
- 23:36obvious or has been brought to the
- 23:38attention of the provider the
- 23:39information must be disclosed for
- 23:42example a concert violinist may have a
- 23:44specific need to know about the
- 23:46potential for nerve damage from an
- 23:47axillary block in general legal and
- 23:52ethical standards now require that
- 23:54number 1 the provider accurately
- 23:56discussed the therapy and its potential
- 23:58alternatives including no therapy and
- 23:59number 2 disclosed the common risk
- 24:02because they are more likely to happen
- 24:03and the serious risk because the
- 24:05consequences are severe the doctrine of
- 24:08therapeutic privilege is sometimes cited
- 24:10to avoid discussing risk under the
- 24:11reasoning that the stress of discussing
- 24:13these risks can harm the patient
- 24:15psychologically or physically studies a
- 24:17patient's stress during the informed
- 24:19consent process do not support this
- 24:21concept therapeutic privilege is
- 24:23probably invoked in many cases because
- 24:25the provider is uncomfortable with
- 24:26disclosure or wants to curtail
- 24:28discussion although it is ethical to
- 24:30forego or curtail risk discussions at
- 24:32the patient's request it is not
- 24:34generally ethical for the provider to
- 24:36unilaterally decide to do so the
- 24:38provider patient relationship is an
- 24:40inherently unequal one because of the
- 24:42providers knowledge and authority and
- 24:43the patient's dependence on them for
- 24:45care providers have ethical obligations
- 24:48to avoid exploiting their influence for
- 24:49the purpose of accomplishing their own
- 24:51ends although it is acceptable to offer
- 24:54a rational basis for a medical choice it
- 24:56is generally unethical to coerce or
- 24:58manipulate patients into decisions by
- 25:00presenting real or implied threats or by
- 25:02omitting or misrepresenting key
- 25:04information although often
- 25:06inappropriately conflated an apology an
- 25:09expression of regret or sorrow is
- 25:10distinct from disclosure which is a
- 25:12revelation about what happened
- 25:14apologies and disclosures may occur at
- 25:16the same time as we mentioned before
- 25:19more than half the states have laws
- 25:20prohibiting an admission of apology or
- 25:22sympathy as evidence of wrongdoing some
- 25:25recommendations suggest apologizing for
- 25:27the effect on the patient without
- 25:28admitting fault
- 25:29sometimes this may make sense for
- 25:31example if a previously acceptable
- 25:33antibiotic caused a rash however not to
- 25:37take responsibility may seem unnatural
- 25:38such as when an anesthetist errantly
- 25:40administers an antibiotic to a patient
- 25:42for whom there is a clear documentation
- 25:44of an allergy in the name of good
- 25:47relationships with patients apology
- 25:49should not be limited solely to events
- 25:50that may result in a suit for example
- 25:53consider a six-year-old who on the
- 25:55initiation of mass conduction starts to
- 25:57scream and cry uncontrollably after a
- 26:00discussion with the father who is
- 26:01present a decision is made to in essence
- 26:03hold her down and apply the mask a
- 26:05follow-up discussion with the family may
- 26:07include an apology not only for the
- 26:09induction like I am sorry that was so
- 26:11unpleasant for Becky Nia but also to
- 26:13acknowledge that this was not the
- 26:15desired reaction that is not our goal
- 26:17for induction we would like for it to be
- 26:19smoother and going without sedation
- 26:21turned out to be a mistake as well as a
- 26:23recommendation for the future in the
- 26:25future I would recommend giving oral
- 26:27sedation before going to the operating
- 26:28room although this technically seems
- 26:30submit wrongdoing it is simply
- 26:32acknowledging what happened and
- 26:33educating the family for the future now
- 26:38we'll talk about competence autonomy to
- 26:41make medical decisions cannot exist in
- 26:42the absence of competence because
- 26:45competence is a legal term most medical
- 26:47experts prefer the term capacity to
- 26:49describe the necessary skills to
- 26:50participate in medical decisions
- 26:52impairment of capacity can be temporary
- 26:55or permanent
- 26:56examples include some mental illnesses
- 26:58dementia immaturity anxiety pain and
- 27:02effects of medications the elderly those
- 27:05suffering from mental impairment and
- 27:06children are particularly vulnerable to
- 27:08having their participation and medical
- 27:10decisions inappropriately curtailed or
- 27:12even denied because their capacity to
- 27:14participate is frequently underestimated
- 27:17hearing loss dysarthria and expressive
- 27:20aphasia can create the false impression
- 27:22that capacity is impaired many children
- 27:24make medical decisions in ways similar
- 27:26to adults but may be
- 27:27secondly excluded from the
- 27:28decision-making process solely because
- 27:30of their age language barriers can
- 27:33present significant challenges to
- 27:34communication capacity is both relative
- 27:38and task specific patients may be able
- 27:41to understand and make decisions about
- 27:42medical issues while being unable to
- 27:44care for themselves in other ways
- 27:46surveys indicate that providers and
- 27:48other healthcare workers are likely to
- 27:50act on personal prejudices regarding
- 27:52handicapped or impaired patients
- 27:54functional capacity for decision-making
- 27:56must be judged separately from the
- 27:57perceived quality of the decision itself
- 28:00patients have the right to make bad
- 28:02decisions if they are competent and have
- 28:04the appropriate information otherwise
- 28:07providers could merely substitute their
- 28:09own judgment for that of the patient an
- 28:10autonomy and medical decision making
- 28:12would be non-existent it is usually the
- 28:17obligation of the hospital risk
- 28:18management department to make reports
- 28:20and enquiries to the national
- 28:22practitioner data bank or npdb a
- 28:24nationwide information system that
- 28:26theoretically allows licensing boards
- 28:28and hospitals a means of detecting
- 28:29adverse information about providers
- 28:31simply moving into another state would
- 28:34no longer provide safe haven for
- 28:35incompetent providers the NPDB requires
- 28:38input from five sources medical
- 28:41malpractice payments license actions by
- 28:43medical boards professional review or
- 28:46clinical privilege actions taken by
- 28:47hospitals and other healthcare entities
- 28:49actions taken by the Drug Enforcement
- 28:51Agency and Medicare Medicaid exclusions
- 28:56there has been a great deal of effort to
- 28:58establish a minimum malpractice payment
- 29:00below which no report is necessary but
- 29:02to date any payment made on behalf of a
- 29:04provider in response to a written
- 29:06complaint or claim must be reported
- 29:08settlements made by cancellation of
- 29:10bills or settlements made on verbal
- 29:12complaints are not considered a
- 29:13reportable payment once a report has
- 29:15been submitted the provider is notified
- 29:17and may dispute the accuracy of the
- 29:19report at this time the reporting entity
- 29:21may correct the form or void it failing
- 29:24that the provider has the option of
- 29:26putting a brief statement in the file or
- 29:28appealing to the US Secretary of Health
- 29:30and Human Services who may also either
- 29:32correct or void the form a practitioner
- 29:35may make a query about his or her file
- 29:36at any time a provider may also add a
- 29:39statement to a report at any time
- 29:41such statements will be included in any
- 29:43reports that are sent in response to
- 29:45inquiries the existence of the NPDB
- 29:48reporting requirements has made
- 29:49providers reluctant to allow settlement
- 29:51of nuisance suits because it will cause
- 29:53their names to be added to the databank
- 29:57informed consent regarding anesthesia
- 29:59should be documented with a general
- 30:01surgical consent which should include a
- 30:02statement to the effect that I
- 30:04understand that all anesthetics involve
- 30:06risk of complications serious injury or
- 30:08rarely deaths from both known and
- 30:10unknown causes in addition there should
- 30:13be a note in the patient's record that
- 30:14the risk of anesthesia and alternatives
- 30:16were discussed and that the patient
- 30:17accepted the proposed anesthetic plan a
- 30:19brief documentation in the record that
- 30:21the common complications of the proposed
- 30:23technique were discussed is helpful in
- 30:25some institutions a separate written
- 30:27anesthesia consent form may be used
- 30:29which may include more detail about risk
- 30:31if it is necessary to change the agreed
- 30:34on anesthesia plan significantly after
- 30:35the patient is pre medicated or
- 30:37anesthetized the reasons for the change
- 30:39should be documented in the record the
- 30:41informed consent process does not
- 30:43prevent legal liability when adverse
- 30:45events occur flawed informed consent
- 30:48processes have been cited however as
- 30:49evidence of a lack of quality of care by
- 30:51the provider the AAS a closed claims
- 30:54database reveals that the absence of
- 30:56informed consent is cited in
- 30:57approximately 1% of claims and that
- 30:59cases with inadequate documentation of
- 31:01informed consent are associated with
- 31:03large monetary awards studies have
- 31:06repeatedly shown that the risk of filing
- 31:07a malpractice claim is directly related
- 31:09to patient's perception of the
- 31:11relationship with the provider the
- 31:13informed consent process provides one of
- 31:15the few opportunities that anesthesia
- 31:17providers have to establish that
- 31:18relationship however brief and that
- 31:20should not be underestimated in its
- 31:22medical legal importance informed
- 31:26consent is meaningless if the patient
- 31:28cannot also refuse medical therapy
- 31:30examples of informed refusal in
- 31:32anesthesiology include requests to
- 31:34withdraw or withhold life supporting
- 31:35care in the ICU do not attempt
- 31:37resuscitation orders in the operating
- 31:39room cases in which the patient has
- 31:41objections to certain forms of therapy
- 31:43such as a Jehovah Witness who refuses
- 31:44blood transfusions and cases in which a
- 31:46patient refuses preoperative testing
- 31:48such as for HIV or pregnancy testing
- 31:51inform refusal has similar concerns and
- 31:53requirements as informed consent
- 31:55when patients refuse medical care or
- 31:57insist on what the provider believes is
- 31:58sub optimal care disclosure of the risk
- 32:01and benefits become even more important
- 32:02because these decisions may veer from
- 32:04options that are already widely accepted
- 32:07and for which the risk are believed to
- 32:08be the lowest it is easier to justify
- 32:11agreeing to the unusual preferences of a
- 32:13well-informed patient than to subject a
- 32:15poorly informed patient to an Orthodox
- 32:16care despite full information patients
- 32:19may sometimes request or demand care
- 32:21that is unreasonable either because it
- 32:23will adversely affect the performance of
- 32:24surgery or because it would be
- 32:26associated with unreasonably high risk
- 32:28when a patient demands a technique that
- 32:30is inappropriate or outside the realm of
- 32:32reasonable practice the anesthetist is
- 32:34under no ethical obligation to provide
- 32:36that care
- 32:37no provider can be compelled by a
- 32:39patient to practice negligently in the
- 32:43case of Jehovah Witnesses the treatment
- 32:45that may be refused as the
- 32:46administration of blood or blood
- 32:48products a central religious belief of
- 32:50many Jehovah Witnesses is that the
- 32:52faithful will be forbidden the pleasures
- 32:54of the afterlife if they receive blood
- 32:55or blood products thus for them to
- 32:58receive a transfusion is a mortal sin
- 32:59and many Jehovah Witnesses would
- 33:01actually rather die in grace than live
- 33:03with no possibility of salvation
- 33:05anesthetist must recognize and respect
- 33:07these beliefs that may also be cognizant
- 33:09that these convictions may conflict with
- 33:10their own personal religious or ethical
- 33:12codes as a general rule providers are
- 33:15not obligated to treat all patients who
- 33:17apply for treatment in elective
- 33:18situations it is well within the rights
- 33:21of a provider to decline to care for any
- 33:23patient who wishes to place burdensome
- 33:25constraints on the provider or to
- 33:27unacceptably limit the providers ability
- 33:29to provide optimal care when presented
- 33:31with the opportunity to provide elective
- 33:33care for a Jehovah Witness the provider
- 33:35may decline to provide any care or may
- 33:37limit by mutual consent with the patient
- 33:39his or her obligation to adhere to the
- 33:41patient's religious beliefs if such an
- 33:43agreement is reached it must be
- 33:45documented clearly in the medical record
- 33:46and it is desirable to have the patient
- 33:48co-sign the note not all Jehovah
- 33:50Witnesses have identical beliefs
- 33:52regarding blood transfusions or which
- 33:54methods of blood preservation or
- 33:55sequesteration will be allowed some
- 33:58patients will not allow any blood that
- 33:59has left the body to be re-infused
- 34:01yet others will accept auto transfusion
- 34:03if their blood remains in constant
- 34:04contact with the body via tubing
- 34:07therefore it is important
- 34:08reach a clear understanding of which
- 34:10techniques for blood preservation are to
- 34:12be used and to document this plan in the
- 34:13record parents of a minor child may not
- 34:16legally prevent that child from
- 34:18receiving blood it may be necessary to
- 34:20obtain a court order in this
- 34:22circumstance transfusion of pediatric
- 34:25Jehovah Witnesses patients by court
- 34:26order is common at this time that may
- 34:28become ethically and legally less
- 34:30acceptable as therapy other than blood
- 34:32transfusion to maintained oxygen
- 34:34carrying capacity evolves as a Jehovah
- 34:36Witness church further defines its
- 34:37doctrines with regard to children and as
- 34:39the capacity of children to consent to
- 34:41or refuse therapy is better understood
- 34:45the ethical practice of medicine weighs
- 34:48heavily toward adherence to respect for
- 34:49autonomy and patients who are competent
- 34:51to make medical decisions or who have
- 34:53executed it beens directives when they
- 34:55were competent to do so medical care of
- 34:57individuals who have never been
- 34:58autonomous relies on principles such as
- 35:00respect for human dignity beneficence
- 35:03avoidance of harm and adherence to the
- 35:05principle of justice children are an
- 35:07example of persons who may or may not
- 35:09yet be autonomous laws in each state
- 35:12defined the age at which children become
- 35:13legally competent to make medical
- 35:15decisions usually 18 but many younger
- 35:17children have the mental and emotional
- 35:19capacity to make medical decisions
- 35:21forcing such individuals to undergo
- 35:23treatments that they do not want is
- 35:25unethical and could be illegal as well
- 35:27decision-making capacity and children is
- 35:29variable most two-year-olds are clearly
- 35:32not able to make medical decisions but
- 35:34there is a wide range of capability
- 35:36present in children as young as seven or
- 35:38eight and studies suggest that the
- 35:39average fourteen-year-old makes medical
- 35:41decisions similar to adults in one study
- 35:44children from 6 through 9 years of age
- 35:46invited to participate in influenza
- 35:48vaccine research asked pertinent
- 35:49questions about individual risk and
- 35:51benefits and whether their community and
- 35:53other children would benefit most states
- 35:55recognize emancipated minor status
- 35:57whereby a court determines that minors
- 35:59can legally make medical decisions for
- 36:01themselves legal exceptions to the age
- 36:03of consent are recognized in most states
- 36:05when treatment is believed to be in the
- 36:06minors best interest and a requirement
- 36:08for parental consent would interfere
- 36:10with the child's ability to receive
- 36:11medical help the law recognizes that
- 36:14tragically some conditions for which a
- 36:16minor six therapy may even be the result
- 36:18of parental abuse and that seeking
- 36:20parental permission for treatment may
- 36:21further endanger the minor thus minors
- 36:24are allowed in many states to consent to
- 36:26treatment for substance abuse sexually
- 36:28transmitted diseases mental illness and
- 36:30medical care affecting pregnancy
- 36:32including abortion in situations in
- 36:34which a minor has decision-making
- 36:36capacity but is not emancipated a judge
- 36:38may declare the child to be a mature
- 36:40minor with decision-making rights
- 36:42ideally individuals of any age should be
- 36:45involved in medical decisions to the
- 36:46degree that their capacity allows a
- 36:48minor who possesses the capacity to make
- 36:51decisions should not be coerced or
- 36:52restrained under most circumstances
- 36:55determining whether a minor has such
- 36:56capacity may require a formal
- 36:58consultation and assessment the term
- 37:01ascends rather than consent is used to
- 37:03refer to agreement for treatment by
- 37:05children who did not fall into legal
- 37:06categories awarding them adult rights
- 37:08the American Academy of Pediatrics has
- 37:11stated that providers who care for
- 37:12children should give serious
- 37:13consideration to each patients
- 37:15developing capacities for participating
- 37:17and decision-making including
- 37:18rationality and autonomy when children
- 37:21die sent to undergo medical care
- 37:23persistent refusal may be ethically
- 37:25binding particularly in the case of
- 37:27participation in research medical
- 37:30personnel should respect the wishes of
- 37:31patients who withhold assent and try to
- 37:33gain a better understanding of their
- 37:35situation or deal with their fears a
- 37:37patient's reluctance or refusal to
- 37:39assent should also carry considerable
- 37:41weight when the proposed intervention is
- 37:43not essential to his or her welfare
- 37:44and/or can be deferred without
- 37:46substantial risk child protective
- 37:50services are established by state
- 37:52governments to all of the states to take
- 37:54custody of children her being denied the
- 37:55necessities of life such as housing
- 37:57clothing food education and medical care
- 38:00there is some variation among the states
- 38:02but most allow the state to take custody
- 38:04of the child upon little or nothing more
- 38:06than a verified petition alleging
- 38:07neglect or abuse temporary custody may
- 38:10be sufficient to allow provision of
- 38:12medical care but ultimately unless the
- 38:13state shows by clear and convincing
- 38:15evidence that all statutory requirements
- 38:17are met there is little chance of
- 38:18terminating parental rights and
- 38:20maintaining custody children are
- 38:22commonly the victims of injury with
- 38:24trauma in accidents being the leading
- 38:25causes of death between the ages of 1
- 38:27and 14 years at times patterns of injury
- 38:30may be of concern especially with acute
- 38:33injury seen in the conjunction with
- 38:34signs of prior trauma
- 38:36such as bruises contusions and healing
- 38:38fractures which may be suggestive of the
- 38:40battered child syndrome in general the
- 38:44rights of pregnant women to refuse
- 38:46therapy
- 38:46even if refusal would be detrimental to
- 38:48their fetuses are protected under right
- 38:50to privacy provisions in the US
- 38:51Constitution these rights are weighed
- 38:54against potential harm to the fetus in a
- 38:56decremental fashion as the fetus
- 38:57approaches and surpasses viable age when
- 39:00the fetus is of non-viable age mother's
- 39:02rights prevail Court decisions have
- 39:05consistently upheld the rights of
- 39:06pregnant women to have abortions to not
- 39:08be subjected to drug testing and to
- 39:10forego transfusions early in pregnancy
- 39:12attempts to charge women with child
- 39:14abuse child endangerment
- 39:16drug trafficking murder and attempted
- 39:18murder for activities deemed dangerous
- 39:19to their fetuses have almost uniformly
- 39:21failed in general women do not lose
- 39:24their rights to bodily integrity and
- 39:26informed consent when they become
- 39:27pregnant and neither fetal rights nor
- 39:29state interest supersede a pregnant
- 39:31woman's right as medical decision maker
- 39:33the American Academy of Pediatrics
- 39:35Committee on ethics has outlined
- 39:37conditions that in their view are
- 39:38necessary to override a mother's refusal
- 39:40of care number one the fetus will suffer
- 39:43irrevocable harm without the treatment
- 39:45number two the treatment is clearly
- 39:47indicated and likely to be effective
- 39:49number three the risk to the woman is
- 39:52low however the American College of
- 39:54obstetrics and Gynecologists condemns
- 39:56the use of coercion on pregnant women
- 39:58and advocates counseling the patient
- 39:59carefully about the risk in addition to
- 40:01recommending consultation with an ethics
- 40:03committee the use of physical restraint
- 40:07to control medical research subjects was
- 40:09first addressed directly in the
- 40:10Nuremberg code after the doctor's trial
- 40:12in 1947 through 1949 and is a continuing
- 40:15subject of intense scrutiny for
- 40:18anesthetist chemical restraints often
- 40:20replace physical ones
- 40:21but the ethical issues are the same
- 40:23Inessa tests are often asked by medical
- 40:25colleagues to chemically restrain
- 40:26uncooperative patients the use of
- 40:29restraint is anti ethical to promotion
- 40:31of autonomy and anesthetist have both
- 40:33ethical and legal obligations to
- 40:34determine whether such extreme
- 40:36intervention is warranted coercing are
- 40:39using physical or chemical means to
- 40:40force competent patients to undergo
- 40:42treatment that they are refusing is both
- 40:43unethical and illegal refusal of medical
- 40:46care and angry behavior are not proof of
- 40:48income
- 40:49intoxication or the inability to make
- 40:51medical decisions when faced with an
- 40:54uncooperative adult patient questions to
- 40:56ask include is the patient clearly
- 40:58incompetent or merely angry and
- 41:00uncooperative is there evidence of
- 41:02neurological impairment acute
- 41:04intoxication or severe mental disability
- 41:06is the patient in immediate danger does
- 41:10the patient pose a direct threat to
- 41:11staff or other patients and is there a
- 41:14compelling need to treat
- 41:15life-threatening injuries in the absence
- 41:17of these considerations the use of
- 41:19coercion or physical or chemical
- 41:20restraints is neither ethical or legal
- 41:23providers may be forced in some
- 41:25situations to act within a time frame
- 41:26that does not permit lengthy evaluation
- 41:28of a patient's competence or a
- 41:30protracted search for a surrogate
- 41:31decision-maker in such cases the
- 41:34provider must rely on their professional
- 41:35judgment in deciding how to care for
- 41:37uncooperative patients who either cannot
- 41:39speak for themselves or appear
- 41:40incompetent to refuse care at a time
- 41:42when a decision must be made the
- 41:44standard applied here would be to do
- 41:46what a reasonable person would wish
- 41:48coercion or restraint or both in such
- 41:51situations is not ideal but may be
- 41:53necessary and ethically permissible
- 41:57critical decisions regarding medical
- 41:59care often arise when patients are too
- 42:01ill to formulate or express decisions
- 42:03regarding medical interventions advanced
- 42:05directives were developed after several
- 42:07legal decisions affirm the patient's can
- 42:09refuse even life-saving medical care and
- 42:11that clear and convincing evidence of
- 42:12the patients wishes is needed to allow
- 42:14surrogate decision-makers to request
- 42:16withdrawal of life-sustaining therapies
- 42:18and it be instructive is a document
- 42:20executed by patients before in capacity
- 42:22to provide providers with guidance and
- 42:24medical decision-making when the
- 42:25patients cannot communicate for
- 42:27themselves an advance directive is a
- 42:29document executed by patients before in
- 42:32capacity to provide providers with
- 42:33guidance and medical decision making
- 42:35when the patients cannot communicate for
- 42:36themselves such directives include
- 42:39living wills which detail which
- 42:41therapies a patient would accept or
- 42:42refuse in the case of terminal
- 42:44incapacity DNA are orders and any other
- 42:47information regarding medical care
- 42:48decisions a surrogate decision maker may
- 42:51be someone whom the patient has
- 42:52appointed to make healthcare decisions
- 42:54for them a durable power of attorney or
- 42:56an individual with other legally
- 42:57recognized Authority by virtue of their
- 42:59relationship with the patient a durable
- 43:02power of attorney for health care
- 43:03maybe given by patience to a specific
- 43:05person whom they designate to make
- 43:07healthcare decisions for them if they
- 43:08become incapacitated the authority
- 43:11vested in a POA supersedes most other
- 43:13decision makers including family members
- 43:15except court-appointed Guardians when
- 43:18the patient has not designated a durable
- 43:20power of attorney doctors rely on family
- 43:21members to make decisions for the
- 43:23patient in many states there is no
- 43:25legally defined hierarchy of decision
- 43:27makers usually the spouse or legally
- 43:30recognized domestic partner is
- 43:32considered the first-line surrogate
- 43:34commonly the surrogate hierarchy after
- 43:36the spouse is the children if all are in
- 43:38agreement and then the parents if both
- 43:40are in agreement and then the siblings
- 43:42if all are in agreement in cases in
- 43:45which there are no advance directives
- 43:46and either a surrogate decision maker is
- 43:48not available or family members cannot
- 43:50agree the courts may appoint a guardian
- 43:51ad litem to represent the patient in
- 43:53medical decision-making surrogates
- 43:56explicitly act and substituted judgment
- 43:58to provide what the patient would have
- 43:59wanted and theoretically are not being
- 44:01asked merely for their own preferences
- 44:03however surrogate decision makers at
- 44:06best only approximate the patient's
- 44:08decisions because their interpretation
- 44:09is subject to their own biases values
- 44:11and psychological agendas incompetent
- 44:14patients can be emotionally and
- 44:16financially burdensome and decision
- 44:18makers may have conflicts of interests
- 44:19that distort their beliefs and testimony
- 44:21about what the patient would have wanted
- 44:23neither providers nor proxies can always
- 44:26accurately predict the patient's
- 44:27preferences for life-sustaining therapy
- 44:29but despite all of its imperfections
- 44:31proxy decision-making may be the only
- 44:32option if a patient has not left
- 44:34specific directives up to 60% of
- 44:39anaesthetist and correctly believe that
- 44:40DNR orders are automatically suspended
- 44:42during anesthesia and surgery how many
- 44:45times have we heard no one's a DNR in
- 44:47the operating room the a si the American
- 44:50College of Surgeons the association of
- 44:52operating room nurses and the Joint
- 44:53Commission on Accreditation of health
- 44:55care organizations all have published
- 44:57practice guidelines requiring
- 44:58reconsideration not abandonment of DNR
- 45:01orders in the perioperative period the
- 45:03DNR order is in essence a documentation
- 45:06of the patient's wishes to avoid the
- 45:07medical interventions associated with
- 45:09resuscitation because the causes and
- 45:12outcomes expected with cardiac arrest in
- 45:14the operating room are different from
- 45:15what may happen elsewhere and the park
- 45:17is much more favorable it is very
- 45:19important to reassess the patient's
- 45:20desires when surgery is anticipated the
- 45:23a si has issued guidelines for the
- 45:25management of a patient with DNR orders
- 45:26and other directives limiting medical
- 45:28care although the patient's primary care
- 45:30provider may have introduced the idea of
- 45:32DNR orders to the patient or surrogate
- 45:34it is specifically the anesthetist duty
- 45:36to discuss the risk and benefits of
- 45:37resuscitation in the setting of
- 45:39anesthesia and surgery before
- 45:40undertaking the patient's care the
- 45:42anesthetist should include in the
- 45:44discussion the following steps determine
- 45:45what the patient's goals are regarding
- 45:47surgery and resuscitation establish
- 45:50exactly what is meant by resuscitation
- 45:51in contrast to routine anesthetic care
- 45:54educate the patient about the risk and
- 45:56benefits of resuscitation in the
- 45:57operating room setting and document the
- 46:00agreements reached with the patient
- 46:01about which interventions commonly
- 46:03associated with resuscitation are
- 46:04acceptable to the patient such
- 46:07interventions might include but are not
- 46:08limited to intubation the administration
- 46:11of vasoactive drugs the administration
- 46:13of the fibrillation and the institution
- 46:15of chest compressions many patients who
- 46:18express reluctance about resuscitation
- 46:20during surgery are fearful of burdensome
- 46:22outcomes such as permanent neurologic
- 46:24impairment education and discussion may
- 46:26reassure them about the favorable
- 46:28outcomes of resuscitation in the
- 46:29operating room and can establish ground
- 46:31rules for discontinuing interventions
- 46:33postoperatively if they do not lead to a
- 46:35chance of meaningful recovery surgery is
- 46:38dependent on the cooperation of many
- 46:39caregivers with differing expertise each
- 46:41of whom has independent ethical
- 46:43obligations to the patient it is
- 46:45therefore imperative that resuscitation
- 46:47agreements be discussed with other
- 46:48members of the operating room team such
- 46:51a policy prevents crucial disagreements
- 46:53from occurring during a critical event
- 46:54when treatment decisions must be made
- 46:56quickly it also allows for conscientious
- 46:58objectors to withdraw from the
- 47:00healthcare team advance directives are
- 47:02legally and ethically binding despite
- 47:05clear consistent and forceful legal
- 47:07decisions many providers still resist
- 47:09imperative to respect patient's wishes
- 47:11regarding resuscitative care
- 47:12life-sustaining therapies or both
- 47:15anesthetist have ignored DNR directives
- 47:17under the false assumptions that the
- 47:18legal authority of advanced directives
- 47:20and living wills is not binding in the
- 47:22operating room or that the provider has
- 47:23discretion in deciding when to follow or
- 47:26ignore such directives in response
- 47:28courts have awarded significant monetary
- 47:30damage
- 47:30for the cost of continued healthcare and
- 47:32punitive damage for the pain suffering
- 47:34and mental anguish of the patient
- 47:36survivors when DNR instructions are
- 47:38ignored
- 47:38finally DNR orders must never be
- 47:41construed as an excuse not to care for
- 47:43the patient a patient's decision to
- 47:45forego resuscitation does not imply a
- 47:47wish to avoid other beneficial
- 47:48interventions placement of a pulmonary
- 47:51artery catheter for example may help
- 47:53ensure optimal management of a frail
- 47:55patient who has DNR order by enabling
- 47:57the anesthetist to avoid situations in
- 47:59which the patient's DNR status becomes
- 48:01pivotal
- 48:04Inessa this may refuse to provide care
- 48:06when they ethically or morally disagree
- 48:08with the procedure or situation such as
- 48:10elective termination of pregnancy
- 48:12although providers have an obligation to
- 48:14altruistically provide care
- 48:15this requisite does not always oblige
- 48:17providers to subjugate their morals
- 48:20furthermore society and medicine have a
- 48:22fundamental interest in preserving the
- 48:24moral fabric of individual providers
- 48:26anaesthetist should provide care that
- 48:28violates their conscious and possibly
- 48:30weakens their moral Constitution only in
- 48:32critical presumably life-or-death
- 48:34circumstances more practically an
- 48:36anesthetist who ethically or morally
- 48:38disagrees with a patient's choice will
- 48:40have difficulty providing the care
- 48:41requested in a non-emergency situation
- 48:44such an anesthetist should withdraw from
- 48:46or refuse patient care the anesthetist
- 48:48may be obligated to make a reasonable
- 48:50effort to find a competent and willing
- 48:52replacement providers may also ethically
- 48:55refuse to provide care if they believe
- 48:56that the patient's choice is too
- 48:58inappropriate or likely to result in
- 49:00harm determining that a choice of
- 49:02anesthesia is inappropriate is difficult
- 49:04and should not be invoked lightly or out
- 49:06of convenience the patient's choice and
- 49:09the result in risk must be sufficiently
- 49:10extreme that they say elicit a similar
- 49:12response from at least several other
- 49:14anesthetist
- 49:15in addition anaesthetist may refuse to
- 49:18provide care if they do not feel
- 49:19qualified to provide the needed service
- 49:23to issues critical divide elorg and
- 49:25transplantation that confront
- 49:27anesthetist are the concept of brain
- 49:28death and linkage of withdrawal of
- 49:30life-sustaining therapies with organ
- 49:31retrieval and transplantation after
- 49:33cardiac death before the 1960s death was
- 49:36defined as a moment when the heartbeat
- 49:38stopped and respiration ceased advances
- 49:41in cardiopulmonary resuscitation and
- 49:42mechanical ventilation then made it
- 49:44possible to postpone death seemingly
- 49:46indefinitely in 1968 the ad hoc
- 49:49committee of the Harvard Medical School
- 49:51proposed redefining death as a point at
- 49:53which all cardio respiratory function
- 49:54has irreversibly ceased or all function
- 49:57of the whole brain has irreversibly
- 49:58stopped the committee gave two explicit
- 50:01reasons for redefining death the first
- 50:03was to allow patients to be declared
- 50:05dead and not maintained on machines
- 50:07thereby limiting expense reallocating
- 50:09medical resources to other salvageable
- 50:11patients and allowing the social ritual
- 50:13surrounding the death to occur the
- 50:15second was
- 50:16donation of vital organs before the
- 50:18circulation stopped the public has been
- 50:20slow to accept brain death in part
- 50:22because it requires the complete trust
- 50:23and providers and ignores indications of
- 50:25death that the public already
- 50:27understands for non providers brain-dead
- 50:29donors are superficially
- 50:31indistinguishable in many ways from
- 50:32living persons and they must therefore
- 50:34rely completely on the provider for both
- 50:36accurate and honest information of a
- 50:38loved ones death diagnosing brain death
- 50:40is relatively straightforward in the
- 50:43United States it requires demonstration
- 50:45that in the absence of drugs paralytic
- 50:47agents hypothermia and other reversible
- 50:49conditions that mimic loss of brain
- 50:50function cortical and brain stem
- 50:52function is absent the diagnosis is
- 50:55usually made either clinically by
- 50:56demonstrating that cortical activity and
- 50:58brain stem reflexes are absent or by
- 51:00radiographic studies demonstrating
- 51:02complete absence of cerebral blood flow
- 51:04nevertheless medical ethical theologic
- 51:07and legal experts generally agree that
- 51:09brain death adequately defines a
- 51:11condition in which a person with ethical
- 51:13and legal rights and moral standing
- 51:14ceases to exist and should no longer be
- 51:16treated as an alive being expensive
- 51:19medical interventions could be
- 51:20discontinued without legal ramifications
- 51:22and vital organs can be donated for
- 51:24transplantation if the patient or
- 51:26surrogate agrees before assuming care of
- 51:29a brain-dead organ donor the anesthetist
- 51:31is obliged to review the chart for
- 51:33documentation of the declaring of brain
- 51:34death as well as the criteria on which
- 51:36it was based if there are any questions
- 51:39about the diagnosis organ donation
- 51:41should be postponed until the
- 51:42anesthetist is satisfied that these
- 51:44concerns are addressed in conclusion
- 51:48anesthetist faced many ethical
- 51:50challenges including promotion of
- 51:52patient autonomy resolution of patient
- 51:54provider conflicts and medical decision
- 51:56making ethical obligations in human
- 51:58subjects and animal research and ethical
- 52:00conflicts during end-of-life care in the
- 52:02ICU and during organ donation knowledge
- 52:05about ethical and professional standards
- 52:07and patient care and research is
- 52:08essential in the specialty of
- 52:09anesthesiology which is more than just a
- 52:11mere provision of technical service on
- 52:13demand anaesthetist may find that at
- 52:16times accepted values and ethical
- 52:17practice conflict with personal values
- 52:19and goals this is a common challenge to
- 52:22all providers but ethical decisions
- 52:24cannot be left to the individual
- 52:25providers values and adherence to
- 52:27ethical principles of the medical
- 52:28profession should prevail
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