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Legal — Transcript

by Sterling Anesthesia Education Solutions, Inc. · 9,106 words · 1,556 segments · language en · Watch on YouTube

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  1. 0:06the objectives for this lecture are as
  2. 0:08follows describe legal considerations
  3. 0:11encountered by the anesthetist and
  4. 0:13describe the anesthetist role in
  5. 0:15informed consent the American legal
  6. 0:19system is composed of federal and state
  7. 0:21court systems the latter of which is a
  8. 0:23usual forum for matters pertaining to
  9. 0:25anesthesia practice state courts are
  10. 0:27established to adjudicate civil and
  11. 0:29criminal actions many consider our legal
  12. 0:31system to be cumbersome overburdened and
  13. 0:33often ineffective and unfair
  14. 0:34despite this reputation it is our route
  15. 0:37to dispute resolution and protect the
  16. 0:39interests of the public when contracts
  17. 0:41are formed by private parties the legal
  18. 0:43system is called upon to interpret the
  19. 0:45language and hold parties to their
  20. 0:46contractual obligations when one party
  21. 0:49is injured by another the legal system
  22. 0:50is expected to resolve the matter and
  23. 0:52make whole the injured party to the
  24. 0:53extent possible when criminal actions
  25. 0:56are taken punitive action is imposed by
  26. 0:58the legal system statute law case law
  27. 1:01and regulations affect anesthesia
  28. 1:03providers statute law is a body of
  29. 1:06prescriptive law created by a
  30. 1:07legislature to achieve a specific
  31. 1:09purpose when statute laws need
  32. 1:11interpretation or when there is no
  33. 1:13definitive statute law disagreements may
  34. 1:15be adjudicated by the judicial system
  35. 1:17the aggregate of reported cases known as
  36. 1:20case law or common law is used as a
  37. 1:22basis for future court decisions the
  38. 1:25results of these cases are rarely
  39. 1:27prescriptive and may lead to a
  40. 1:28collection of confusing ambiguous and
  41. 1:30even contradictory cases that rests on
  42. 1:33diverse rulings in different
  43. 1:34jurisdictions regulations often come
  44. 1:37from administrative authorities such as
  45. 1:38executive branch agencies or state
  46. 1:40medical boards for example a US
  47. 1:43Department of Health and Human Services
  48. 1:44regulation requires hospitals wishing to
  49. 1:47participate in Medicare to have written
  50. 1:48policies that an organ procurement
  51. 1:50organization is notified of potential
  52. 1:52donors so let's get started we'll jump
  53. 1:56into a heavily debated and passionate
  54. 1:58topic supervision anesthesiologists who
  55. 2:01supervise certified registered nurse
  56. 2:03anesthetist
  57. 2:03and/or residents are held accountable
  58. 2:05for the actions of those under their
  59. 2:07supervision although there is really not
  60. 2:09an alternative to direct supervision of
  61. 2:11residents CRNA supervision is somewhat
  62. 2:13different a substantial portion of the
  63. 2:15total number of anesthetics administered
  64. 2:17in the United States are performed by
  65. 2:18CRNAs
  66. 2:19there with or without the supervision of
  67. 2:21an anesthesiologist this supervisory
  68. 2:24relationship when it exists is known as
  69. 2:26a anesthesia care team the distribution
  70. 2:28of anesthesia providers in this country
  71. 2:30is highly skewed toward metropolitan
  72. 2:32areas where supervision and the
  73. 2:33anesthesia care team is more prevalent
  74. 2:36CRNAs working in the anesthesia care
  75. 2:38team model are often more limited in
  76. 2:40their scope of practice when employed by
  77. 2:41the anesthesiology group rather than the
  78. 2:43hospital and many find their practice to
  79. 2:45be non collaborative the scope of
  80. 2:47practice of CRNAs in rural hospitals is
  81. 2:50often broader than in the metropolitan
  82. 2:51practice today no studies have shown a
  83. 2:54difference in the anesthesia quality of
  84. 2:56care or outcomes based solely on the
  85. 2:58distinction of the provider being a CRNA
  86. 2:59or an anesthesiologist in 2001 the
  87. 3:04Centers for Medicare and Medicaid
  88. 3:06Services or CMS published its ruling
  89. 3:08allowing state governments exemption
  90. 3:10from the requirement of CRNA supervision
  91. 3:12this required written notification of
  92. 3:15CMS by the state governor after
  93. 3:16consultations with the boards of
  94. 3:18medicine and nursing if determination
  95. 3:20that opting out was consistent with
  96. 3:21state law and that upon decision was in
  97. 3:23the best interest of the citizens of
  98. 3:25that state in addition to being seen as
  99. 3:28favorable to CRNAs this allowed an
  100. 3:30option to relieve supervising providers
  101. 3:31of liability which concerns some
  102. 3:33especially supervising providers who
  103. 3:35were not anesthesiologists although
  104. 3:39practitioners may become involved in the
  105. 3:41criminal law system in a professional
  106. 3:43capacity they more commonly become
  107. 3:44involved in the legal system of civil
  108. 3:46laws civil law is broadly defined into
  109. 3:49contract law and tort law a tort may be
  110. 3:52loosely defined as a civil wrongdoing
  111. 3:54negligence is one type of tort
  112. 3:57malpractice actually refers to any
  113. 3:59professional misconduct but it's use in
  114. 4:01legal terms typically refers to
  115. 4:02professional negligence to be successful
  116. 4:05in a malpractice suit the patient
  117. 4:07plaintiff must prove four things duty
  118. 4:09that the anesthetist owed the patient a
  119. 4:11duty breach of duty that the anesthetist
  120. 4:13failed to fulfill his or her duty
  121. 4:16causation that a reasonably close causal
  122. 4:19relation exists between the anesthetist
  123. 4:20acts and the resultant injury and
  124. 4:22finally damages that actual damage
  125. 4:25resulted because of a breach of the
  126. 4:27standard of care failure to prove any
  127. 4:29one of these four elements will result
  128. 4:31in a decision for the defendant or the
  129. 4:32anesthetist
  130. 4:33we will look at each of these four
  131. 4:35elements a little more closely as a
  132. 4:39provider the anesthetist establishes a
  133. 4:41duty to the patient when a provider
  134. 4:42patient relationship exists when the
  135. 4:45patient is seen preoperatively and the
  136. 4:46anesthetist agrees to provide anesthesia
  137. 4:48care for the patient but duty to the
  138. 4:50patient has been established in the most
  139. 4:52general terms the duty the anesthetist
  140. 4:54OS of the patient is to adhere to the
  141. 4:56standards of care for the treatment of
  142. 4:57that patient because it is virtually
  143. 5:00impossible to delineate specific
  144. 5:01standards for all aspects of medical
  145. 5:03practice and all eventualities the
  146. 5:05courts have created the concept of the
  147. 5:07reasonable and prudent provider for all
  148. 5:10specialties there is a national standard
  149. 5:12that has displaced the local standard
  150. 5:13there are certain general duties that
  151. 5:16all providers have to their patients and
  152. 5:17breaching these duties may also serve as
  153. 5:19a basis for a lawsuit one of the general
  154. 5:22duties is that of obtaining informed
  155. 5:23consent for a procedure consent may be
  156. 5:26written verbal or implied oral consent
  157. 5:29is just as valid although harder to
  158. 5:31prove years after the fact as written
  159. 5:33consent implied consent for anesthesia
  160. 5:35care may be present in circumstances in
  161. 5:37which the patient is unconscious or
  162. 5:39unable for any reason to give his or her
  163. 5:41consent but where it is presumed that
  164. 5:42any reasonable and prudent patient would
  165. 5:44give consent although there are
  166. 5:46exceptions to the requirement that
  167. 5:47consent be obtained an aesthetician
  168. 5:49should be sure to obtain consent
  169. 5:50whenever possible failure to do so in
  170. 5:53theory exposes the anesthetist to
  171. 5:55possible prosecution for battery the
  172. 5:57requirement that the consent be informed
  173. 5:59is somewhat more opaque the guideline is
  174. 6:02determining whether the patient received
  175. 6:03a fair and reasonable account of the
  176. 6:05proposed procedures and the risk
  177. 6:07inherent to these procedures
  178. 6:08most states have adopted a reasonable
  179. 6:11patient standard which requires that the
  180. 6:12provider disclose risks at a reasonable
  181. 6:14patient under similar circumstances
  182. 6:15would want to know to make an informed
  183. 6:17decision
  184. 6:18besides disclosure of common risk risks
  185. 6:21that would be important in deciding
  186. 6:22whether or not to undertake the proposed
  187. 6:24therapy should also be discussed for
  188. 6:26regional anesthesia these should include
  189. 6:28both the common risk like local pain and
  190. 6:30discomfort infection headache transient
  191. 6:33neuropathy as well as those that are
  192. 6:35rare but of major consequence like
  193. 6:37seizure cardiac arrest permanent
  194. 6:39neuropathy paralysis or even death in a
  195. 6:43malpractice action expert witnesses will
  196. 6:45review the medical records of the case
  197. 6:47and determine whether the anesthetist
  198. 6:48acted in a reasonable and prudent manner
  199. 6:50in the specific situation and fulfilled
  200. 6:52his or her duty to the patient if they
  201. 6:55find that the anesthetist either did
  202. 6:56something that should not have been done
  203. 6:57or failed to do something that should
  204. 6:59have been done then the duty to adhere
  205. 7:01to the standard of care has been
  206. 7:02breached and the requirement for a
  207. 7:03successful suit will have been met
  208. 7:07judges and juries are interested in
  209. 7:09determining whether the breach of duty
  210. 7:11was the proximate cause of the injury if
  211. 7:13the odds are better than even that the
  212. 7:15breach of duty lead however indirectly
  213. 7:17to the injury this requirement is met
  214. 7:19there are two common tests employed to
  215. 7:21establish causation the first is the
  216. 7:24but-for test and the second is a
  217. 7:26substantial factor test if the injury
  218. 7:29would not have occurred but for the
  219. 7:31action of the defendant or the
  220. 7:32anesthetist or if the act of the
  221. 7:34anesthetist was a substantial factor in
  222. 7:36the injury despite other causes
  223. 7:37then proximate cause is established
  224. 7:39although the burden of proof of
  225. 7:41causation ordinarily falls on the
  226. 7:43patient it may under special
  227. 7:45circumstances be shifted to the provider
  228. 7:46or defendant under the doctrine of res
  229. 7:48ipsa loquitur literally the thing speaks
  230. 7:52for itself
  231. 7:52applying this doctrine requires proving
  232. 7:55that the injury is of a kind that
  233. 7:57typically would not occur in the absence
  234. 7:58of negligence the injury must be caused
  235. 8:01by something under the exclusive control
  236. 8:02of the anesthetist the injury must not
  237. 8:04be attributable to any contribution on
  238. 8:06the part of the patient and that the
  239. 8:08evidence for the explanation of events
  240. 8:10must be more accessible to the
  241. 8:11anesthetist they into the patient
  242. 8:12because anesthetist render patience and
  243. 8:15sensible to their surroundings and
  244. 8:16unable to protect themselves from injury
  245. 8:18the doctrine of res ipsa loquitur may be
  246. 8:21invoked in anesthesia malpractice cases
  247. 8:23while this argument was commonly used in
  248. 8:26the past of lawsuits for nerve injuries
  249. 8:27it is less commonly used successfully
  250. 8:29today
  251. 8:32the law allows for three different types
  252. 8:34of damages general damages are those
  253. 8:37such as pain and suffering that directly
  254. 8:39result from the injury special damages
  255. 8:42are those actual damages that are a
  256. 8:44consequence of the injury such as
  257. 8:45medical expenses lost income and funeral
  258. 8:48expenses punitive damages are attended
  259. 8:51to punish the provider for negligence
  260. 8:52that was reckless wanton
  261. 8:54fraudulent were willful punitive damages
  262. 8:57are exceedingly rare in medical
  263. 8:59malpractice cases more likely in the
  264. 9:01case of gross negligence is a loss of
  265. 9:03the license to practice anesthesia in
  266. 9:05extreme cases criminal charges may be
  267. 9:07brought against the provider although
  268. 9:09this is rare determination of the dollar
  269. 9:11amount is usually based on some
  270. 9:13assessment of the plaintiffs condition
  271. 9:14versus a condition he or she would have
  272. 9:16been had there been no negligence
  273. 9:18plaintiffs attorneys generally charge a
  274. 9:20percentage of the damages and will
  275. 9:22therefore seek to maximize the award
  276. 9:24given because medical malpractice
  277. 9:28usually involves issues beyond the
  278. 9:30comprehension of the lay jurors and
  279. 9:31judges the court establishes a standard
  280. 9:33of care in a particular case by the
  281. 9:35testimony of expert witnesses these
  282. 9:38witnesses differ from factual witnesses
  283. 9:40mainly and that they may give opinions
  284. 9:41the trial court judge has sole
  285. 9:43discretion in determining whether a
  286. 9:45witness may be qualified as an expert
  287. 9:47although any licensed provider may be an
  288. 9:49expert information will be sought
  289. 9:51regarding the witnesses education and
  290. 9:53training the nature and scope of the
  291. 9:54person's practice memberships and
  292. 9:56affiliations and publications the
  293. 9:59purpose in gathering this information is
  294. 10:01not only to establish the qualifications
  295. 10:02of the witness to provide expert
  296. 10:04testimony but also to determine the
  297. 10:06weight to be given to that testimony by
  298. 10:07the jury in many cases the success of a
  299. 10:10lawsuit depends primarily on the stature
  300. 10:12and believability of the expert
  301. 10:14witnesses unfortunately there is a
  302. 10:16tendency for experts to link severe
  303. 10:18injury with inappropriate care in
  304. 10:20certain circumstances the standard of
  305. 10:22care may also be determined from
  306. 10:23published societal guidelines written
  307. 10:25policies of a hospital or department or
  308. 10:27textbooks some medical specialty
  309. 10:29societies have carefully avoided
  310. 10:31applying the term standards to their
  311. 10:33guidelines in the hope that no binding
  312. 10:35behavior or mandatory practices have
  313. 10:36been created the essential difference
  314. 10:39between standards and guidelines is that
  315. 10:40guidelines should be adhered to and
  316. 10:42standards must be adhere to
  317. 10:46relatively few adverse outcomes end up
  318. 10:49in a malpractice suit it has been
  319. 10:51estimated that less than one of 25
  320. 10:53patient injuries result in malpractice
  321. 10:54litigation the aasa' Committee on
  322. 10:57professional liability has conducted a
  323. 10:59nationwide analysis of malpractice
  324. 11:00claims against anaesthetist including
  325. 11:03dental damage since 1985 this is called
  326. 11:06the closed claims project the leading
  327. 11:08injuries and malpractice claims in the
  328. 11:101990s were death at 24 percent nerve
  329. 11:13damage at 22 percent permanent brain
  330. 11:15damage at 8 percent and airway injury at
  331. 11:187 percent the causes of death and
  332. 11:20permanent brain damage were
  333. 11:21predominantly problems in airway
  334. 11:23management and other complications such
  335. 11:25as pulmonary embolism inadequate fluid
  336. 11:27therapy stroke hemorrhage and myocardial
  337. 11:29infarction nerve damage especially to
  338. 11:32the ulnar nerve often occurs despite
  339. 11:34apparently adequate positioning spinal
  340. 11:37cord injury was the most common cause of
  341. 11:38nerve damage claims against anesthesia
  342. 11:40providers in the 1990s chronic pain
  343. 11:43management is an increasing source of
  344. 11:45malpractice claims against anesthesia
  345. 11:48the anesthetist is likely to be the
  346. 11:51target of a lawsuit if an untoward
  347. 11:52outcome occurs because the provider
  348. 11:54patient relationship is usually tenuous
  349. 11:56at best the patient rarely chooses the
  350. 11:59anesthetist the preoperative visit is
  351. 12:00brief and the anesthetist who sees a
  352. 12:02patient preoperatively may not actually
  353. 12:04anesthetize the patient communication
  354. 12:06between anesthetist
  355. 12:08and surgeons about complications is
  356. 12:09often lacking and the tendency is for
  357. 12:11the surgeon to blame anesthesia
  358. 12:13in addition anesthetist are often sued
  359. 12:16along with a surgeon in the case of an
  360. 12:17adverse outcome this may occur even if
  361. 12:20the outcome was in no way related to
  362. 12:21anesthetic care the most common cause of
  363. 12:26medical malpractice is medical
  364. 12:27negligence negligence is defined as a
  365. 12:30breach of a duty that is the immediate
  366. 12:32cause of a harm expanding on that
  367. 12:34definition medical negligence occurs
  368. 12:36when a provider's failure or the breach
  369. 12:38to meet the standard of care the duty
  370. 12:40directly leads proximate cause to
  371. 12:43patient injury or the harm proximate
  372. 12:46cause should be tightly coupled and
  373. 12:47requires proof of cause in fact and
  374. 12:49foreseeability cause in fact often known
  375. 12:52as the but-for test means that the harm
  376. 12:55would not have occurred but for the
  377. 12:56previous negligent act foreseeability
  378. 12:59just that injuries must be of the type
  379. 13:01that would be foreseen by a reasonable
  380. 13:02practitioner for example but for the
  381. 13:05absence of an entitled carbon dioxide
  382. 13:07monitor esophageal intubation would have
  383. 13:09been recognized because a reasonable
  384. 13:11practitioner would foresee that this
  385. 13:13breach of the standard of care may lead
  386. 13:15to unrecognized Safa geol intubation
  387. 13:17there must be a harm for which the
  388. 13:19individual needs to be compensated
  389. 13:23Awards may be conferred for non-economic
  390. 13:25losses for the economic loss of
  391. 13:27repairing the damage and for loss of
  392. 13:29income the amount of time in which a
  393. 13:32plaintiff can bring an action is
  394. 13:33governed by state statutes and typically
  395. 13:35begins on occurrence or discovery of the
  396. 13:37allegedly negligent act or the harm
  397. 13:39medical negligence may be a judge as
  398. 13:41criminal medical negligence if it
  399. 13:43deviates greatly from the standard of
  400. 13:44care whether unknowingly or knowingly
  401. 13:47criminal medical negligence is rarely
  402. 13:49prosecuted but characteristics of such
  403. 13:51cases include failure to modify care
  404. 13:53based on past similar experiences hiding
  405. 13:56errors and practicing in a way that
  406. 13:58appears to favor financial and personal
  407. 13:59gains over patient care for example an
  408. 14:02anesthetist was prosecuted but
  409. 14:05eventually acquitted for reckless
  410. 14:07manslaughter when after more than five
  411. 14:08documented episodes of falling asleep
  412. 14:10while providing anesthesia he fell
  413. 14:12asleep during a case in which the child
  414. 14:14died the anesthetist was convicted for
  415. 14:16criminal medical negligence although
  416. 14:18that conviction was eventually
  417. 14:19overturned because the prosecutors had
  418. 14:21not brought the criminal medical
  419. 14:22negligence charge within the legal time
  420. 14:24limits there are several elements of
  421. 14:28negligence when very important element
  422. 14:31is record keeping good records can form
  423. 14:34a strong defense if they are adequate
  424. 14:35however records can be disastrous if
  425. 14:37inadequate the anesthesia record itself
  426. 14:40should be as accurate complete and as
  427. 14:41neat as possible the use of automated
  428. 14:44anesthesia records may be helpful in the
  429. 14:46defense of malpractice cases but they
  430. 14:48may also serve as damaging evidence for
  431. 14:50the lack of vigilance prior to an
  432. 14:51adverse event in addition to documenting
  433. 14:54vital signs at least every five minutes
  434. 14:55special attention should be paid to
  435. 14:57ensure that the patient's aasa
  436. 14:58classification the monitors used fluids
  437. 15:01administered and doses and times of all
  438. 15:04administer drugs are accurately charted
  439. 15:06because the principal causes of hypoxic
  440. 15:08brain damage and death during anesthesia
  441. 15:10are related to ventilation and/or ox
  442. 15:12all respiratory variables that are
  443. 15:14monitored should be documented
  444. 15:15accurately it is important to note when
  445. 15:18there is a change of anesthesia
  446. 15:19personnel during the conduct of a case
  447. 15:21sloppy
  448. 15:22inaccurate anesthesia records with gaps
  449. 15:24during critical events can be extremely
  450. 15:26damaging to the defense when enlarged
  451. 15:28and placed before a jury a lawsuit
  452. 15:32begins when the patient plaintiff's
  453. 15:34attorney files a complaint and demand
  454. 15:36for jury trial with the court the
  455. 15:38anesthetist is in served with a
  456. 15:39complaint and a summons requiring an
  457. 15:41answer to the complaint until this
  458. 15:43happens no lawsuit has been filed
  459. 15:46insurance carriers must be notified
  460. 15:48immediately after the receipt of the
  461. 15:49complaint the anesthetist will need
  462. 15:52assistance in answering the complaint
  463. 15:53and there is a time limit placed on the
  464. 15:55response these are some specific actions
  465. 15:58at this point do not discuss the case
  466. 16:00with anyone including colleagues who may
  467. 16:02have been involved operating room
  468. 16:03personnel or friends never alter any
  469. 16:06records gather together all pertinent
  470. 16:09records including a copy of the
  471. 16:10anesthetic record billing statements and
  472. 16:12correspondence concerning the case make
  473. 16:15notes recording all events recalled
  474. 16:17about the case and cooperate fully with
  475. 16:20the attorney provided by the insurer the
  476. 16:23first task the anesthetist must perform
  477. 16:26with an attorney is to prepare an answer
  478. 16:28to the complaint the complaint contains
  479. 16:30certain facts and allegations with which
  480. 16:32the defense may either agree or disagree
  481. 16:34defense attorneys rely on the Frank and
  482. 16:37totally candid observations of the
  483. 16:38provider and preparing an answer to the
  484. 16:40complaint providers should be willing to
  485. 16:42educate their attorneys about the
  486. 16:43medical facts of the case although most
  487. 16:46medical malpractice attorneys will be
  488. 16:47knowledgeable and medically
  489. 16:48sophisticated the next phase of the
  490. 16:51malpractice suit is called discovery the
  491. 16:53purpose of discovery is the gathering of
  492. 16:55facts and clarification of issues in
  493. 16:57advance of the trial in all likelihood
  494. 16:59the anesthetist will initially receive a
  495. 17:01written interrogatory which will request
  496. 17:03factual information in consultation with
  497. 17:06the defense attorney the interrogatories
  498. 17:08should be answered in writing because
  499. 17:09carelessly or inadvertently misstated
  500. 17:12facts can become troublesome later
  501. 17:14depositions are the second mechanism of
  502. 17:16discovery the defendant or necess will
  503. 17:19be deposed as a fact witness and
  504. 17:20depositions will be obtained from other
  505. 17:22necess who will act as expert witnesses
  506. 17:25a nationally recognized expert in the
  507. 17:27area in question recommended by the
  508. 17:29defendant but who is not a personal
  509. 17:31friend and who agrees with the defense
  510. 17:32position may be very valuable the
  511. 17:35plaintiff's attorney not the defense
  512. 17:37attorney will depose the anesthetist
  513. 17:39despite the apparent informality of the
  514. 17:41deposition the anesthetist must be
  515. 17:43constantly aware that what is said
  516. 17:45during the deposition carries as much
  517. 17:46weight as what would be said in court it
  518. 17:48is important to be factually prepared
  519. 17:50for the deposition by review of personal
  520. 17:52notes the anesthetic record and the
  521. 17:54medical record the providers should
  522. 17:56dress conservatively and professionally
  523. 17:58because appearance and image are very
  524. 18:00important the opposition is assessing
  525. 18:02the provider to see how he or she will
  526. 18:04appear to a jury answer only the
  527. 18:09question asked and do not volunteer any
  528. 18:11information rely on one's attorney for
  529. 18:14assistance when preparing for a
  530. 18:15deposition
  531. 18:16there will be depositions from expert
  532. 18:18witnesses both for the plaintiff and for
  533. 18:20the defense
  534. 18:20the anesthetist should work with his or
  535. 18:23her attorney to suggest questions and
  536. 18:24rebuttals the better educated the
  537. 18:27attorney is about the medical facts the
  538. 18:28reasons the anesthetist did what was
  539. 18:30done and the alternative approaches the
  540. 18:32better able the attorney will be to
  541. 18:33conduct these expert depositions if
  542. 18:35there is some merit in the case but the
  543. 18:38damages are minimal or a proof of
  544. 18:40innocence will be difficult there will
  545. 18:41probably be a settlement offer there is
  546. 18:44a high cost incurred by both plaintiffs
  547. 18:45and defendants in pursuing a malpractice
  548. 18:47claim up through a jury trial unless
  549. 18:50there is a strong probability of a large
  550. 18:52dollar award reputable plaintiff
  551. 18:54attorneys are not likely to pursue the
  552. 18:55claim thus even if providers believe
  553. 18:58that they are totally innocent of any
  554. 18:59wrongdoing
  555. 19:00they should not be offended or angered
  556. 19:02about settling of a case this is solely
  557. 19:04a matter of money not medicine
  558. 19:06if a settlement is not reached during
  559. 19:08the discovery phase a trial will occur
  560. 19:10only about one in twenty mile practice
  561. 19:12cases ever reach the point of a jury
  562. 19:14trial only those cases in which both
  563. 19:16sides think they can win or in which
  564. 19:18there is likely to have significant
  565. 19:19financial impact will proceed to trial
  566. 19:23the discussion of deposition testimony
  567. 19:26also applies to testimony in court but
  568. 19:28there are a few additional points to
  569. 19:29consider during a trial the members of a
  570. 19:32jury will not be as sophisticated
  571. 19:33medically as the attorneys who deposed
  572. 19:35the anesthetist during discovery however
  573. 19:37do not underestimate
  574. 19:39the intelligence of the jury talking
  575. 19:41down to them will create an unfavorable
  576. 19:42impression if the answer to a question
  577. 19:44is not known avoid guessing if specific
  578. 19:48facts cannot be remembered say so nobody
  579. 19:51expects total recall of events that may
  580. 19:53have occurred years before the defendant
  581. 19:55provider should be present during the
  582. 19:57entire trial even when not testifying
  583. 19:59and should dress professionally displays
  584. 20:02of anger remorse relief or hostility
  585. 20:04will hurt the provider in court the
  586. 20:07provider should be able to give his or
  587. 20:08her testimony without notes or documents
  588. 20:10when it is necessary to refer to the
  589. 20:12medical record it will be admitted into
  590. 20:14evidence the anesthetist goal is to
  591. 20:17convince a jury that he or she behaved
  592. 20:18in this case as any other competent and
  593. 20:21prudent and necess would have behaved it
  594. 20:23is important to keep in mind that proof
  595. 20:25in a malpractice case means only more
  596. 20:27likely than not the patient plaintiff
  597. 20:29must prove the four elements of
  598. 20:31negligence not to absolute certainty but
  599. 20:33only to a probability greater than 50%
  600. 20:35on the positive side this means that the
  601. 20:39defendant or anesthetist must only show
  602. 20:40that his or her actions were more than
  603. 20:42likely not within an acceptable standard
  604. 20:44of care
  605. 20:47if a critical incident occurs during the
  606. 20:50conduct of an anaesthetic the
  607. 20:52anesthetist should document in narrative
  608. 20:54form what happened
  609. 20:55which drugs were used the time sequence
  610. 20:57and who was present this should be
  611. 20:59documented in the patient's progress
  612. 21:01notes as a catastrophic inter anesthetic
  613. 21:03event cannot be summarized adequately in
  614. 21:05the small box provided on a usual
  615. 21:07anaesthetic record the critical incident
  616. 21:10note should be written as soon as
  617. 21:11possible the report should be as
  618. 21:13consistent as possible with concurrent
  619. 21:15records such as the anesthesia operating
  620. 21:17room recovery room and cardiac arrest
  621. 21:20records if significant inconsistencies
  622. 21:22exist they should be explained records
  623. 21:26should never be altered after the fact
  624. 21:27if an error is made in record-keeping a
  625. 21:30line should be drawn through the error
  626. 21:31leaving it legible and the correction
  627. 21:33should be initialed in time litigation
  628. 21:36is a lengthy process and a court
  629. 21:37appearance to explain the incidence to a
  630. 21:39jury may be years away when memories
  631. 21:41have faded
  632. 21:41if anesthetic complications occur the
  633. 21:46anesthetist should be honest with both
  634. 21:47the patient and the family about the
  635. 21:49cause the providers should provide the
  636. 21:51facts about the event express regret to
  637. 21:53the patient and the family about the
  638. 21:54outcome and give a formal apology if the
  639. 21:57unanticipated outcome is a result of an
  640. 21:59error or system failure some states have
  641. 22:02laws mandating disclosure of serious
  642. 22:03adverse events to patients and
  643. 22:05disclosure has been incorporated into
  644. 22:07quality reporting other states prohibit
  645. 22:09use of disclosure discussions as
  646. 22:11evidence in malpractice litigation
  647. 22:13whenever an anaesthetic complication
  648. 22:15becomes apparent appropriate
  649. 22:17consultation should be obtained quickly
  650. 22:19and the departmental or institutional
  651. 22:21risk management group should be notified
  652. 22:22if the complication is apt to lead the
  653. 22:25prolonged hospitalization or permanent
  654. 22:27injury the liability insurance carrier
  655. 22:29should also be notified the patient
  656. 22:31should be followed closely while in the
  657. 22:32hospital with telephone follow-up if
  658. 22:34indicated after discharge the
  659. 22:37anesthetist surgeons and consulting
  660. 22:39providers and the institution should
  661. 22:41coordinate and be consistent in their
  662. 22:43explanations to the patient or the
  663. 22:44patient's family as to the cause of any
  664. 22:46complication the informed consent
  665. 22:51process requests honest disclosure of
  666. 22:53medical information to the patient u.s.
  667. 22:55courts currently rely on two standards
  668. 22:57of disclosure the reasonable person
  669. 22:59standard and the subject
  670. 23:00standard 1/3 professional standard in
  671. 23:04which the provider is obliged to
  672. 23:05disclose only what other providers of
  673. 23:07the same specialty would disclose was
  674. 23:08subject to abuse and manipulation and is
  675. 23:10essentially no longer recognized in the
  676. 23:13reasonable person standard the provider
  677. 23:15must disclose any information that a
  678. 23:17theoretical reasonable person would want
  679. 23:19to know this standard does not require
  680. 23:21an exhaustive recitation of facts and
  681. 23:23acknowledges that not all information
  682. 23:25related to the procedure is integral in
  683. 23:27making a decision about whether to
  684. 23:28undergo the procedure the subjective
  685. 23:31standard recognizes that some patients
  686. 23:33may have special needs for specific
  687. 23:34information and that when that need is
  688. 23:36obvious or has been brought to the
  689. 23:38attention of the provider the
  690. 23:39information must be disclosed for
  691. 23:42example a concert violinist may have a
  692. 23:44specific need to know about the
  693. 23:46potential for nerve damage from an
  694. 23:47axillary block in general legal and
  695. 23:52ethical standards now require that
  696. 23:54number 1 the provider accurately
  697. 23:56discussed the therapy and its potential
  698. 23:58alternatives including no therapy and
  699. 23:59number 2 disclosed the common risk
  700. 24:02because they are more likely to happen
  701. 24:03and the serious risk because the
  702. 24:05consequences are severe the doctrine of
  703. 24:08therapeutic privilege is sometimes cited
  704. 24:10to avoid discussing risk under the
  705. 24:11reasoning that the stress of discussing
  706. 24:13these risks can harm the patient
  707. 24:15psychologically or physically studies a
  708. 24:17patient's stress during the informed
  709. 24:19consent process do not support this
  710. 24:21concept therapeutic privilege is
  711. 24:23probably invoked in many cases because
  712. 24:25the provider is uncomfortable with
  713. 24:26disclosure or wants to curtail
  714. 24:28discussion although it is ethical to
  715. 24:30forego or curtail risk discussions at
  716. 24:32the patient's request it is not
  717. 24:34generally ethical for the provider to
  718. 24:36unilaterally decide to do so the
  719. 24:38provider patient relationship is an
  720. 24:40inherently unequal one because of the
  721. 24:42providers knowledge and authority and
  722. 24:43the patient's dependence on them for
  723. 24:45care providers have ethical obligations
  724. 24:48to avoid exploiting their influence for
  725. 24:49the purpose of accomplishing their own
  726. 24:51ends although it is acceptable to offer
  727. 24:54a rational basis for a medical choice it
  728. 24:56is generally unethical to coerce or
  729. 24:58manipulate patients into decisions by
  730. 25:00presenting real or implied threats or by
  731. 25:02omitting or misrepresenting key
  732. 25:04information although often
  733. 25:06inappropriately conflated an apology an
  734. 25:09expression of regret or sorrow is
  735. 25:10distinct from disclosure which is a
  736. 25:12revelation about what happened
  737. 25:14apologies and disclosures may occur at
  738. 25:16the same time as we mentioned before
  739. 25:19more than half the states have laws
  740. 25:20prohibiting an admission of apology or
  741. 25:22sympathy as evidence of wrongdoing some
  742. 25:25recommendations suggest apologizing for
  743. 25:27the effect on the patient without
  744. 25:28admitting fault
  745. 25:29sometimes this may make sense for
  746. 25:31example if a previously acceptable
  747. 25:33antibiotic caused a rash however not to
  748. 25:37take responsibility may seem unnatural
  749. 25:38such as when an anesthetist errantly
  750. 25:40administers an antibiotic to a patient
  751. 25:42for whom there is a clear documentation
  752. 25:44of an allergy in the name of good
  753. 25:47relationships with patients apology
  754. 25:49should not be limited solely to events
  755. 25:50that may result in a suit for example
  756. 25:53consider a six-year-old who on the
  757. 25:55initiation of mass conduction starts to
  758. 25:57scream and cry uncontrollably after a
  759. 26:00discussion with the father who is
  760. 26:01present a decision is made to in essence
  761. 26:03hold her down and apply the mask a
  762. 26:05follow-up discussion with the family may
  763. 26:07include an apology not only for the
  764. 26:09induction like I am sorry that was so
  765. 26:11unpleasant for Becky Nia but also to
  766. 26:13acknowledge that this was not the
  767. 26:15desired reaction that is not our goal
  768. 26:17for induction we would like for it to be
  769. 26:19smoother and going without sedation
  770. 26:21turned out to be a mistake as well as a
  771. 26:23recommendation for the future in the
  772. 26:25future I would recommend giving oral
  773. 26:27sedation before going to the operating
  774. 26:28room although this technically seems
  775. 26:30submit wrongdoing it is simply
  776. 26:32acknowledging what happened and
  777. 26:33educating the family for the future now
  778. 26:38we'll talk about competence autonomy to
  779. 26:41make medical decisions cannot exist in
  780. 26:42the absence of competence because
  781. 26:45competence is a legal term most medical
  782. 26:47experts prefer the term capacity to
  783. 26:49describe the necessary skills to
  784. 26:50participate in medical decisions
  785. 26:52impairment of capacity can be temporary
  786. 26:55or permanent
  787. 26:56examples include some mental illnesses
  788. 26:58dementia immaturity anxiety pain and
  789. 27:02effects of medications the elderly those
  790. 27:05suffering from mental impairment and
  791. 27:06children are particularly vulnerable to
  792. 27:08having their participation and medical
  793. 27:10decisions inappropriately curtailed or
  794. 27:12even denied because their capacity to
  795. 27:14participate is frequently underestimated
  796. 27:17hearing loss dysarthria and expressive
  797. 27:20aphasia can create the false impression
  798. 27:22that capacity is impaired many children
  799. 27:24make medical decisions in ways similar
  800. 27:26to adults but may be
  801. 27:27secondly excluded from the
  802. 27:28decision-making process solely because
  803. 27:30of their age language barriers can
  804. 27:33present significant challenges to
  805. 27:34communication capacity is both relative
  806. 27:38and task specific patients may be able
  807. 27:41to understand and make decisions about
  808. 27:42medical issues while being unable to
  809. 27:44care for themselves in other ways
  810. 27:46surveys indicate that providers and
  811. 27:48other healthcare workers are likely to
  812. 27:50act on personal prejudices regarding
  813. 27:52handicapped or impaired patients
  814. 27:54functional capacity for decision-making
  815. 27:56must be judged separately from the
  816. 27:57perceived quality of the decision itself
  817. 28:00patients have the right to make bad
  818. 28:02decisions if they are competent and have
  819. 28:04the appropriate information otherwise
  820. 28:07providers could merely substitute their
  821. 28:09own judgment for that of the patient an
  822. 28:10autonomy and medical decision making
  823. 28:12would be non-existent it is usually the
  824. 28:17obligation of the hospital risk
  825. 28:18management department to make reports
  826. 28:20and enquiries to the national
  827. 28:22practitioner data bank or npdb a
  828. 28:24nationwide information system that
  829. 28:26theoretically allows licensing boards
  830. 28:28and hospitals a means of detecting
  831. 28:29adverse information about providers
  832. 28:31simply moving into another state would
  833. 28:34no longer provide safe haven for
  834. 28:35incompetent providers the NPDB requires
  835. 28:38input from five sources medical
  836. 28:41malpractice payments license actions by
  837. 28:43medical boards professional review or
  838. 28:46clinical privilege actions taken by
  839. 28:47hospitals and other healthcare entities
  840. 28:49actions taken by the Drug Enforcement
  841. 28:51Agency and Medicare Medicaid exclusions
  842. 28:56there has been a great deal of effort to
  843. 28:58establish a minimum malpractice payment
  844. 29:00below which no report is necessary but
  845. 29:02to date any payment made on behalf of a
  846. 29:04provider in response to a written
  847. 29:06complaint or claim must be reported
  848. 29:08settlements made by cancellation of
  849. 29:10bills or settlements made on verbal
  850. 29:12complaints are not considered a
  851. 29:13reportable payment once a report has
  852. 29:15been submitted the provider is notified
  853. 29:17and may dispute the accuracy of the
  854. 29:19report at this time the reporting entity
  855. 29:21may correct the form or void it failing
  856. 29:24that the provider has the option of
  857. 29:26putting a brief statement in the file or
  858. 29:28appealing to the US Secretary of Health
  859. 29:30and Human Services who may also either
  860. 29:32correct or void the form a practitioner
  861. 29:35may make a query about his or her file
  862. 29:36at any time a provider may also add a
  863. 29:39statement to a report at any time
  864. 29:41such statements will be included in any
  865. 29:43reports that are sent in response to
  866. 29:45inquiries the existence of the NPDB
  867. 29:48reporting requirements has made
  868. 29:49providers reluctant to allow settlement
  869. 29:51of nuisance suits because it will cause
  870. 29:53their names to be added to the databank
  871. 29:57informed consent regarding anesthesia
  872. 29:59should be documented with a general
  873. 30:01surgical consent which should include a
  874. 30:02statement to the effect that I
  875. 30:04understand that all anesthetics involve
  876. 30:06risk of complications serious injury or
  877. 30:08rarely deaths from both known and
  878. 30:10unknown causes in addition there should
  879. 30:13be a note in the patient's record that
  880. 30:14the risk of anesthesia and alternatives
  881. 30:16were discussed and that the patient
  882. 30:17accepted the proposed anesthetic plan a
  883. 30:19brief documentation in the record that
  884. 30:21the common complications of the proposed
  885. 30:23technique were discussed is helpful in
  886. 30:25some institutions a separate written
  887. 30:27anesthesia consent form may be used
  888. 30:29which may include more detail about risk
  889. 30:31if it is necessary to change the agreed
  890. 30:34on anesthesia plan significantly after
  891. 30:35the patient is pre medicated or
  892. 30:37anesthetized the reasons for the change
  893. 30:39should be documented in the record the
  894. 30:41informed consent process does not
  895. 30:43prevent legal liability when adverse
  896. 30:45events occur flawed informed consent
  897. 30:48processes have been cited however as
  898. 30:49evidence of a lack of quality of care by
  899. 30:51the provider the AAS a closed claims
  900. 30:54database reveals that the absence of
  901. 30:56informed consent is cited in
  902. 30:57approximately 1% of claims and that
  903. 30:59cases with inadequate documentation of
  904. 31:01informed consent are associated with
  905. 31:03large monetary awards studies have
  906. 31:06repeatedly shown that the risk of filing
  907. 31:07a malpractice claim is directly related
  908. 31:09to patient's perception of the
  909. 31:11relationship with the provider the
  910. 31:13informed consent process provides one of
  911. 31:15the few opportunities that anesthesia
  912. 31:17providers have to establish that
  913. 31:18relationship however brief and that
  914. 31:20should not be underestimated in its
  915. 31:22medical legal importance informed
  916. 31:26consent is meaningless if the patient
  917. 31:28cannot also refuse medical therapy
  918. 31:30examples of informed refusal in
  919. 31:32anesthesiology include requests to
  920. 31:34withdraw or withhold life supporting
  921. 31:35care in the ICU do not attempt
  922. 31:37resuscitation orders in the operating
  923. 31:39room cases in which the patient has
  924. 31:41objections to certain forms of therapy
  925. 31:43such as a Jehovah Witness who refuses
  926. 31:44blood transfusions and cases in which a
  927. 31:46patient refuses preoperative testing
  928. 31:48such as for HIV or pregnancy testing
  929. 31:51inform refusal has similar concerns and
  930. 31:53requirements as informed consent
  931. 31:55when patients refuse medical care or
  932. 31:57insist on what the provider believes is
  933. 31:58sub optimal care disclosure of the risk
  934. 32:01and benefits become even more important
  935. 32:02because these decisions may veer from
  936. 32:04options that are already widely accepted
  937. 32:07and for which the risk are believed to
  938. 32:08be the lowest it is easier to justify
  939. 32:11agreeing to the unusual preferences of a
  940. 32:13well-informed patient than to subject a
  941. 32:15poorly informed patient to an Orthodox
  942. 32:16care despite full information patients
  943. 32:19may sometimes request or demand care
  944. 32:21that is unreasonable either because it
  945. 32:23will adversely affect the performance of
  946. 32:24surgery or because it would be
  947. 32:26associated with unreasonably high risk
  948. 32:28when a patient demands a technique that
  949. 32:30is inappropriate or outside the realm of
  950. 32:32reasonable practice the anesthetist is
  951. 32:34under no ethical obligation to provide
  952. 32:36that care
  953. 32:37no provider can be compelled by a
  954. 32:39patient to practice negligently in the
  955. 32:43case of Jehovah Witnesses the treatment
  956. 32:45that may be refused as the
  957. 32:46administration of blood or blood
  958. 32:48products a central religious belief of
  959. 32:50many Jehovah Witnesses is that the
  960. 32:52faithful will be forbidden the pleasures
  961. 32:54of the afterlife if they receive blood
  962. 32:55or blood products thus for them to
  963. 32:58receive a transfusion is a mortal sin
  964. 32:59and many Jehovah Witnesses would
  965. 33:01actually rather die in grace than live
  966. 33:03with no possibility of salvation
  967. 33:05anesthetist must recognize and respect
  968. 33:07these beliefs that may also be cognizant
  969. 33:09that these convictions may conflict with
  970. 33:10their own personal religious or ethical
  971. 33:12codes as a general rule providers are
  972. 33:15not obligated to treat all patients who
  973. 33:17apply for treatment in elective
  974. 33:18situations it is well within the rights
  975. 33:21of a provider to decline to care for any
  976. 33:23patient who wishes to place burdensome
  977. 33:25constraints on the provider or to
  978. 33:27unacceptably limit the providers ability
  979. 33:29to provide optimal care when presented
  980. 33:31with the opportunity to provide elective
  981. 33:33care for a Jehovah Witness the provider
  982. 33:35may decline to provide any care or may
  983. 33:37limit by mutual consent with the patient
  984. 33:39his or her obligation to adhere to the
  985. 33:41patient's religious beliefs if such an
  986. 33:43agreement is reached it must be
  987. 33:45documented clearly in the medical record
  988. 33:46and it is desirable to have the patient
  989. 33:48co-sign the note not all Jehovah
  990. 33:50Witnesses have identical beliefs
  991. 33:52regarding blood transfusions or which
  992. 33:54methods of blood preservation or
  993. 33:55sequesteration will be allowed some
  994. 33:58patients will not allow any blood that
  995. 33:59has left the body to be re-infused
  996. 34:01yet others will accept auto transfusion
  997. 34:03if their blood remains in constant
  998. 34:04contact with the body via tubing
  999. 34:07therefore it is important
  1000. 34:08reach a clear understanding of which
  1001. 34:10techniques for blood preservation are to
  1002. 34:12be used and to document this plan in the
  1003. 34:13record parents of a minor child may not
  1004. 34:16legally prevent that child from
  1005. 34:18receiving blood it may be necessary to
  1006. 34:20obtain a court order in this
  1007. 34:22circumstance transfusion of pediatric
  1008. 34:25Jehovah Witnesses patients by court
  1009. 34:26order is common at this time that may
  1010. 34:28become ethically and legally less
  1011. 34:30acceptable as therapy other than blood
  1012. 34:32transfusion to maintained oxygen
  1013. 34:34carrying capacity evolves as a Jehovah
  1014. 34:36Witness church further defines its
  1015. 34:37doctrines with regard to children and as
  1016. 34:39the capacity of children to consent to
  1017. 34:41or refuse therapy is better understood
  1018. 34:45the ethical practice of medicine weighs
  1019. 34:48heavily toward adherence to respect for
  1020. 34:49autonomy and patients who are competent
  1021. 34:51to make medical decisions or who have
  1022. 34:53executed it beens directives when they
  1023. 34:55were competent to do so medical care of
  1024. 34:57individuals who have never been
  1025. 34:58autonomous relies on principles such as
  1026. 35:00respect for human dignity beneficence
  1027. 35:03avoidance of harm and adherence to the
  1028. 35:05principle of justice children are an
  1029. 35:07example of persons who may or may not
  1030. 35:09yet be autonomous laws in each state
  1031. 35:12defined the age at which children become
  1032. 35:13legally competent to make medical
  1033. 35:15decisions usually 18 but many younger
  1034. 35:17children have the mental and emotional
  1035. 35:19capacity to make medical decisions
  1036. 35:21forcing such individuals to undergo
  1037. 35:23treatments that they do not want is
  1038. 35:25unethical and could be illegal as well
  1039. 35:27decision-making capacity and children is
  1040. 35:29variable most two-year-olds are clearly
  1041. 35:32not able to make medical decisions but
  1042. 35:34there is a wide range of capability
  1043. 35:36present in children as young as seven or
  1044. 35:38eight and studies suggest that the
  1045. 35:39average fourteen-year-old makes medical
  1046. 35:41decisions similar to adults in one study
  1047. 35:44children from 6 through 9 years of age
  1048. 35:46invited to participate in influenza
  1049. 35:48vaccine research asked pertinent
  1050. 35:49questions about individual risk and
  1051. 35:51benefits and whether their community and
  1052. 35:53other children would benefit most states
  1053. 35:55recognize emancipated minor status
  1054. 35:57whereby a court determines that minors
  1055. 35:59can legally make medical decisions for
  1056. 36:01themselves legal exceptions to the age
  1057. 36:03of consent are recognized in most states
  1058. 36:05when treatment is believed to be in the
  1059. 36:06minors best interest and a requirement
  1060. 36:08for parental consent would interfere
  1061. 36:10with the child's ability to receive
  1062. 36:11medical help the law recognizes that
  1063. 36:14tragically some conditions for which a
  1064. 36:16minor six therapy may even be the result
  1065. 36:18of parental abuse and that seeking
  1066. 36:20parental permission for treatment may
  1067. 36:21further endanger the minor thus minors
  1068. 36:24are allowed in many states to consent to
  1069. 36:26treatment for substance abuse sexually
  1070. 36:28transmitted diseases mental illness and
  1071. 36:30medical care affecting pregnancy
  1072. 36:32including abortion in situations in
  1073. 36:34which a minor has decision-making
  1074. 36:36capacity but is not emancipated a judge
  1075. 36:38may declare the child to be a mature
  1076. 36:40minor with decision-making rights
  1077. 36:42ideally individuals of any age should be
  1078. 36:45involved in medical decisions to the
  1079. 36:46degree that their capacity allows a
  1080. 36:48minor who possesses the capacity to make
  1081. 36:51decisions should not be coerced or
  1082. 36:52restrained under most circumstances
  1083. 36:55determining whether a minor has such
  1084. 36:56capacity may require a formal
  1085. 36:58consultation and assessment the term
  1086. 37:01ascends rather than consent is used to
  1087. 37:03refer to agreement for treatment by
  1088. 37:05children who did not fall into legal
  1089. 37:06categories awarding them adult rights
  1090. 37:08the American Academy of Pediatrics has
  1091. 37:11stated that providers who care for
  1092. 37:12children should give serious
  1093. 37:13consideration to each patients
  1094. 37:15developing capacities for participating
  1095. 37:17and decision-making including
  1096. 37:18rationality and autonomy when children
  1097. 37:21die sent to undergo medical care
  1098. 37:23persistent refusal may be ethically
  1099. 37:25binding particularly in the case of
  1100. 37:27participation in research medical
  1101. 37:30personnel should respect the wishes of
  1102. 37:31patients who withhold assent and try to
  1103. 37:33gain a better understanding of their
  1104. 37:35situation or deal with their fears a
  1105. 37:37patient's reluctance or refusal to
  1106. 37:39assent should also carry considerable
  1107. 37:41weight when the proposed intervention is
  1108. 37:43not essential to his or her welfare
  1109. 37:44and/or can be deferred without
  1110. 37:46substantial risk child protective
  1111. 37:50services are established by state
  1112. 37:52governments to all of the states to take
  1113. 37:54custody of children her being denied the
  1114. 37:55necessities of life such as housing
  1115. 37:57clothing food education and medical care
  1116. 38:00there is some variation among the states
  1117. 38:02but most allow the state to take custody
  1118. 38:04of the child upon little or nothing more
  1119. 38:06than a verified petition alleging
  1120. 38:07neglect or abuse temporary custody may
  1121. 38:10be sufficient to allow provision of
  1122. 38:12medical care but ultimately unless the
  1123. 38:13state shows by clear and convincing
  1124. 38:15evidence that all statutory requirements
  1125. 38:17are met there is little chance of
  1126. 38:18terminating parental rights and
  1127. 38:20maintaining custody children are
  1128. 38:22commonly the victims of injury with
  1129. 38:24trauma in accidents being the leading
  1130. 38:25causes of death between the ages of 1
  1131. 38:27and 14 years at times patterns of injury
  1132. 38:30may be of concern especially with acute
  1133. 38:33injury seen in the conjunction with
  1134. 38:34signs of prior trauma
  1135. 38:36such as bruises contusions and healing
  1136. 38:38fractures which may be suggestive of the
  1137. 38:40battered child syndrome in general the
  1138. 38:44rights of pregnant women to refuse
  1139. 38:46therapy
  1140. 38:46even if refusal would be detrimental to
  1141. 38:48their fetuses are protected under right
  1142. 38:50to privacy provisions in the US
  1143. 38:51Constitution these rights are weighed
  1144. 38:54against potential harm to the fetus in a
  1145. 38:56decremental fashion as the fetus
  1146. 38:57approaches and surpasses viable age when
  1147. 39:00the fetus is of non-viable age mother's
  1148. 39:02rights prevail Court decisions have
  1149. 39:05consistently upheld the rights of
  1150. 39:06pregnant women to have abortions to not
  1151. 39:08be subjected to drug testing and to
  1152. 39:10forego transfusions early in pregnancy
  1153. 39:12attempts to charge women with child
  1154. 39:14abuse child endangerment
  1155. 39:16drug trafficking murder and attempted
  1156. 39:18murder for activities deemed dangerous
  1157. 39:19to their fetuses have almost uniformly
  1158. 39:21failed in general women do not lose
  1159. 39:24their rights to bodily integrity and
  1160. 39:26informed consent when they become
  1161. 39:27pregnant and neither fetal rights nor
  1162. 39:29state interest supersede a pregnant
  1163. 39:31woman's right as medical decision maker
  1164. 39:33the American Academy of Pediatrics
  1165. 39:35Committee on ethics has outlined
  1166. 39:37conditions that in their view are
  1167. 39:38necessary to override a mother's refusal
  1168. 39:40of care number one the fetus will suffer
  1169. 39:43irrevocable harm without the treatment
  1170. 39:45number two the treatment is clearly
  1171. 39:47indicated and likely to be effective
  1172. 39:49number three the risk to the woman is
  1173. 39:52low however the American College of
  1174. 39:54obstetrics and Gynecologists condemns
  1175. 39:56the use of coercion on pregnant women
  1176. 39:58and advocates counseling the patient
  1177. 39:59carefully about the risk in addition to
  1178. 40:01recommending consultation with an ethics
  1179. 40:03committee the use of physical restraint
  1180. 40:07to control medical research subjects was
  1181. 40:09first addressed directly in the
  1182. 40:10Nuremberg code after the doctor's trial
  1183. 40:12in 1947 through 1949 and is a continuing
  1184. 40:15subject of intense scrutiny for
  1185. 40:18anesthetist chemical restraints often
  1186. 40:20replace physical ones
  1187. 40:21but the ethical issues are the same
  1188. 40:23Inessa tests are often asked by medical
  1189. 40:25colleagues to chemically restrain
  1190. 40:26uncooperative patients the use of
  1191. 40:29restraint is anti ethical to promotion
  1192. 40:31of autonomy and anesthetist have both
  1193. 40:33ethical and legal obligations to
  1194. 40:34determine whether such extreme
  1195. 40:36intervention is warranted coercing are
  1196. 40:39using physical or chemical means to
  1197. 40:40force competent patients to undergo
  1198. 40:42treatment that they are refusing is both
  1199. 40:43unethical and illegal refusal of medical
  1200. 40:46care and angry behavior are not proof of
  1201. 40:48income
  1202. 40:49intoxication or the inability to make
  1203. 40:51medical decisions when faced with an
  1204. 40:54uncooperative adult patient questions to
  1205. 40:56ask include is the patient clearly
  1206. 40:58incompetent or merely angry and
  1207. 41:00uncooperative is there evidence of
  1208. 41:02neurological impairment acute
  1209. 41:04intoxication or severe mental disability
  1210. 41:06is the patient in immediate danger does
  1211. 41:10the patient pose a direct threat to
  1212. 41:11staff or other patients and is there a
  1213. 41:14compelling need to treat
  1214. 41:15life-threatening injuries in the absence
  1215. 41:17of these considerations the use of
  1216. 41:19coercion or physical or chemical
  1217. 41:20restraints is neither ethical or legal
  1218. 41:23providers may be forced in some
  1219. 41:25situations to act within a time frame
  1220. 41:26that does not permit lengthy evaluation
  1221. 41:28of a patient's competence or a
  1222. 41:30protracted search for a surrogate
  1223. 41:31decision-maker in such cases the
  1224. 41:34provider must rely on their professional
  1225. 41:35judgment in deciding how to care for
  1226. 41:37uncooperative patients who either cannot
  1227. 41:39speak for themselves or appear
  1228. 41:40incompetent to refuse care at a time
  1229. 41:42when a decision must be made the
  1230. 41:44standard applied here would be to do
  1231. 41:46what a reasonable person would wish
  1232. 41:48coercion or restraint or both in such
  1233. 41:51situations is not ideal but may be
  1234. 41:53necessary and ethically permissible
  1235. 41:57critical decisions regarding medical
  1236. 41:59care often arise when patients are too
  1237. 42:01ill to formulate or express decisions
  1238. 42:03regarding medical interventions advanced
  1239. 42:05directives were developed after several
  1240. 42:07legal decisions affirm the patient's can
  1241. 42:09refuse even life-saving medical care and
  1242. 42:11that clear and convincing evidence of
  1243. 42:12the patients wishes is needed to allow
  1244. 42:14surrogate decision-makers to request
  1245. 42:16withdrawal of life-sustaining therapies
  1246. 42:18and it be instructive is a document
  1247. 42:20executed by patients before in capacity
  1248. 42:22to provide providers with guidance and
  1249. 42:24medical decision-making when the
  1250. 42:25patients cannot communicate for
  1251. 42:27themselves an advance directive is a
  1252. 42:29document executed by patients before in
  1253. 42:32capacity to provide providers with
  1254. 42:33guidance and medical decision making
  1255. 42:35when the patients cannot communicate for
  1256. 42:36themselves such directives include
  1257. 42:39living wills which detail which
  1258. 42:41therapies a patient would accept or
  1259. 42:42refuse in the case of terminal
  1260. 42:44incapacity DNA are orders and any other
  1261. 42:47information regarding medical care
  1262. 42:48decisions a surrogate decision maker may
  1263. 42:51be someone whom the patient has
  1264. 42:52appointed to make healthcare decisions
  1265. 42:54for them a durable power of attorney or
  1266. 42:56an individual with other legally
  1267. 42:57recognized Authority by virtue of their
  1268. 42:59relationship with the patient a durable
  1269. 43:02power of attorney for health care
  1270. 43:03maybe given by patience to a specific
  1271. 43:05person whom they designate to make
  1272. 43:07healthcare decisions for them if they
  1273. 43:08become incapacitated the authority
  1274. 43:11vested in a POA supersedes most other
  1275. 43:13decision makers including family members
  1276. 43:15except court-appointed Guardians when
  1277. 43:18the patient has not designated a durable
  1278. 43:20power of attorney doctors rely on family
  1279. 43:21members to make decisions for the
  1280. 43:23patient in many states there is no
  1281. 43:25legally defined hierarchy of decision
  1282. 43:27makers usually the spouse or legally
  1283. 43:30recognized domestic partner is
  1284. 43:32considered the first-line surrogate
  1285. 43:34commonly the surrogate hierarchy after
  1286. 43:36the spouse is the children if all are in
  1287. 43:38agreement and then the parents if both
  1288. 43:40are in agreement and then the siblings
  1289. 43:42if all are in agreement in cases in
  1290. 43:45which there are no advance directives
  1291. 43:46and either a surrogate decision maker is
  1292. 43:48not available or family members cannot
  1293. 43:50agree the courts may appoint a guardian
  1294. 43:51ad litem to represent the patient in
  1295. 43:53medical decision-making surrogates
  1296. 43:56explicitly act and substituted judgment
  1297. 43:58to provide what the patient would have
  1298. 43:59wanted and theoretically are not being
  1299. 44:01asked merely for their own preferences
  1300. 44:03however surrogate decision makers at
  1301. 44:06best only approximate the patient's
  1302. 44:08decisions because their interpretation
  1303. 44:09is subject to their own biases values
  1304. 44:11and psychological agendas incompetent
  1305. 44:14patients can be emotionally and
  1306. 44:16financially burdensome and decision
  1307. 44:18makers may have conflicts of interests
  1308. 44:19that distort their beliefs and testimony
  1309. 44:21about what the patient would have wanted
  1310. 44:23neither providers nor proxies can always
  1311. 44:26accurately predict the patient's
  1312. 44:27preferences for life-sustaining therapy
  1313. 44:29but despite all of its imperfections
  1314. 44:31proxy decision-making may be the only
  1315. 44:32option if a patient has not left
  1316. 44:34specific directives up to 60% of
  1317. 44:39anaesthetist and correctly believe that
  1318. 44:40DNR orders are automatically suspended
  1319. 44:42during anesthesia and surgery how many
  1320. 44:45times have we heard no one's a DNR in
  1321. 44:47the operating room the a si the American
  1322. 44:50College of Surgeons the association of
  1323. 44:52operating room nurses and the Joint
  1324. 44:53Commission on Accreditation of health
  1325. 44:55care organizations all have published
  1326. 44:57practice guidelines requiring
  1327. 44:58reconsideration not abandonment of DNR
  1328. 45:01orders in the perioperative period the
  1329. 45:03DNR order is in essence a documentation
  1330. 45:06of the patient's wishes to avoid the
  1331. 45:07medical interventions associated with
  1332. 45:09resuscitation because the causes and
  1333. 45:12outcomes expected with cardiac arrest in
  1334. 45:14the operating room are different from
  1335. 45:15what may happen elsewhere and the park
  1336. 45:17is much more favorable it is very
  1337. 45:19important to reassess the patient's
  1338. 45:20desires when surgery is anticipated the
  1339. 45:23a si has issued guidelines for the
  1340. 45:25management of a patient with DNR orders
  1341. 45:26and other directives limiting medical
  1342. 45:28care although the patient's primary care
  1343. 45:30provider may have introduced the idea of
  1344. 45:32DNR orders to the patient or surrogate
  1345. 45:34it is specifically the anesthetist duty
  1346. 45:36to discuss the risk and benefits of
  1347. 45:37resuscitation in the setting of
  1348. 45:39anesthesia and surgery before
  1349. 45:40undertaking the patient's care the
  1350. 45:42anesthetist should include in the
  1351. 45:44discussion the following steps determine
  1352. 45:45what the patient's goals are regarding
  1353. 45:47surgery and resuscitation establish
  1354. 45:50exactly what is meant by resuscitation
  1355. 45:51in contrast to routine anesthetic care
  1356. 45:54educate the patient about the risk and
  1357. 45:56benefits of resuscitation in the
  1358. 45:57operating room setting and document the
  1359. 46:00agreements reached with the patient
  1360. 46:01about which interventions commonly
  1361. 46:03associated with resuscitation are
  1362. 46:04acceptable to the patient such
  1363. 46:07interventions might include but are not
  1364. 46:08limited to intubation the administration
  1365. 46:11of vasoactive drugs the administration
  1366. 46:13of the fibrillation and the institution
  1367. 46:15of chest compressions many patients who
  1368. 46:18express reluctance about resuscitation
  1369. 46:20during surgery are fearful of burdensome
  1370. 46:22outcomes such as permanent neurologic
  1371. 46:24impairment education and discussion may
  1372. 46:26reassure them about the favorable
  1373. 46:28outcomes of resuscitation in the
  1374. 46:29operating room and can establish ground
  1375. 46:31rules for discontinuing interventions
  1376. 46:33postoperatively if they do not lead to a
  1377. 46:35chance of meaningful recovery surgery is
  1378. 46:38dependent on the cooperation of many
  1379. 46:39caregivers with differing expertise each
  1380. 46:41of whom has independent ethical
  1381. 46:43obligations to the patient it is
  1382. 46:45therefore imperative that resuscitation
  1383. 46:47agreements be discussed with other
  1384. 46:48members of the operating room team such
  1385. 46:51a policy prevents crucial disagreements
  1386. 46:53from occurring during a critical event
  1387. 46:54when treatment decisions must be made
  1388. 46:56quickly it also allows for conscientious
  1389. 46:58objectors to withdraw from the
  1390. 47:00healthcare team advance directives are
  1391. 47:02legally and ethically binding despite
  1392. 47:05clear consistent and forceful legal
  1393. 47:07decisions many providers still resist
  1394. 47:09imperative to respect patient's wishes
  1395. 47:11regarding resuscitative care
  1396. 47:12life-sustaining therapies or both
  1397. 47:15anesthetist have ignored DNR directives
  1398. 47:17under the false assumptions that the
  1399. 47:18legal authority of advanced directives
  1400. 47:20and living wills is not binding in the
  1401. 47:22operating room or that the provider has
  1402. 47:23discretion in deciding when to follow or
  1403. 47:26ignore such directives in response
  1404. 47:28courts have awarded significant monetary
  1405. 47:30damage
  1406. 47:30for the cost of continued healthcare and
  1407. 47:32punitive damage for the pain suffering
  1408. 47:34and mental anguish of the patient
  1409. 47:36survivors when DNR instructions are
  1410. 47:38ignored
  1411. 47:38finally DNR orders must never be
  1412. 47:41construed as an excuse not to care for
  1413. 47:43the patient a patient's decision to
  1414. 47:45forego resuscitation does not imply a
  1415. 47:47wish to avoid other beneficial
  1416. 47:48interventions placement of a pulmonary
  1417. 47:51artery catheter for example may help
  1418. 47:53ensure optimal management of a frail
  1419. 47:55patient who has DNR order by enabling
  1420. 47:57the anesthetist to avoid situations in
  1421. 47:59which the patient's DNR status becomes
  1422. 48:01pivotal
  1423. 48:04Inessa this may refuse to provide care
  1424. 48:06when they ethically or morally disagree
  1425. 48:08with the procedure or situation such as
  1426. 48:10elective termination of pregnancy
  1427. 48:12although providers have an obligation to
  1428. 48:14altruistically provide care
  1429. 48:15this requisite does not always oblige
  1430. 48:17providers to subjugate their morals
  1431. 48:20furthermore society and medicine have a
  1432. 48:22fundamental interest in preserving the
  1433. 48:24moral fabric of individual providers
  1434. 48:26anaesthetist should provide care that
  1435. 48:28violates their conscious and possibly
  1436. 48:30weakens their moral Constitution only in
  1437. 48:32critical presumably life-or-death
  1438. 48:34circumstances more practically an
  1439. 48:36anesthetist who ethically or morally
  1440. 48:38disagrees with a patient's choice will
  1441. 48:40have difficulty providing the care
  1442. 48:41requested in a non-emergency situation
  1443. 48:44such an anesthetist should withdraw from
  1444. 48:46or refuse patient care the anesthetist
  1445. 48:48may be obligated to make a reasonable
  1446. 48:50effort to find a competent and willing
  1447. 48:52replacement providers may also ethically
  1448. 48:55refuse to provide care if they believe
  1449. 48:56that the patient's choice is too
  1450. 48:58inappropriate or likely to result in
  1451. 49:00harm determining that a choice of
  1452. 49:02anesthesia is inappropriate is difficult
  1453. 49:04and should not be invoked lightly or out
  1454. 49:06of convenience the patient's choice and
  1455. 49:09the result in risk must be sufficiently
  1456. 49:10extreme that they say elicit a similar
  1457. 49:12response from at least several other
  1458. 49:14anesthetist
  1459. 49:15in addition anaesthetist may refuse to
  1460. 49:18provide care if they do not feel
  1461. 49:19qualified to provide the needed service
  1462. 49:23to issues critical divide elorg and
  1463. 49:25transplantation that confront
  1464. 49:27anesthetist are the concept of brain
  1465. 49:28death and linkage of withdrawal of
  1466. 49:30life-sustaining therapies with organ
  1467. 49:31retrieval and transplantation after
  1468. 49:33cardiac death before the 1960s death was
  1469. 49:36defined as a moment when the heartbeat
  1470. 49:38stopped and respiration ceased advances
  1471. 49:41in cardiopulmonary resuscitation and
  1472. 49:42mechanical ventilation then made it
  1473. 49:44possible to postpone death seemingly
  1474. 49:46indefinitely in 1968 the ad hoc
  1475. 49:49committee of the Harvard Medical School
  1476. 49:51proposed redefining death as a point at
  1477. 49:53which all cardio respiratory function
  1478. 49:54has irreversibly ceased or all function
  1479. 49:57of the whole brain has irreversibly
  1480. 49:58stopped the committee gave two explicit
  1481. 50:01reasons for redefining death the first
  1482. 50:03was to allow patients to be declared
  1483. 50:05dead and not maintained on machines
  1484. 50:07thereby limiting expense reallocating
  1485. 50:09medical resources to other salvageable
  1486. 50:11patients and allowing the social ritual
  1487. 50:13surrounding the death to occur the
  1488. 50:15second was
  1489. 50:16donation of vital organs before the
  1490. 50:18circulation stopped the public has been
  1491. 50:20slow to accept brain death in part
  1492. 50:22because it requires the complete trust
  1493. 50:23and providers and ignores indications of
  1494. 50:25death that the public already
  1495. 50:27understands for non providers brain-dead
  1496. 50:29donors are superficially
  1497. 50:31indistinguishable in many ways from
  1498. 50:32living persons and they must therefore
  1499. 50:34rely completely on the provider for both
  1500. 50:36accurate and honest information of a
  1501. 50:38loved ones death diagnosing brain death
  1502. 50:40is relatively straightforward in the
  1503. 50:43United States it requires demonstration
  1504. 50:45that in the absence of drugs paralytic
  1505. 50:47agents hypothermia and other reversible
  1506. 50:49conditions that mimic loss of brain
  1507. 50:50function cortical and brain stem
  1508. 50:52function is absent the diagnosis is
  1509. 50:55usually made either clinically by
  1510. 50:56demonstrating that cortical activity and
  1511. 50:58brain stem reflexes are absent or by
  1512. 51:00radiographic studies demonstrating
  1513. 51:02complete absence of cerebral blood flow
  1514. 51:04nevertheless medical ethical theologic
  1515. 51:07and legal experts generally agree that
  1516. 51:09brain death adequately defines a
  1517. 51:11condition in which a person with ethical
  1518. 51:13and legal rights and moral standing
  1519. 51:14ceases to exist and should no longer be
  1520. 51:16treated as an alive being expensive
  1521. 51:19medical interventions could be
  1522. 51:20discontinued without legal ramifications
  1523. 51:22and vital organs can be donated for
  1524. 51:24transplantation if the patient or
  1525. 51:26surrogate agrees before assuming care of
  1526. 51:29a brain-dead organ donor the anesthetist
  1527. 51:31is obliged to review the chart for
  1528. 51:33documentation of the declaring of brain
  1529. 51:34death as well as the criteria on which
  1530. 51:36it was based if there are any questions
  1531. 51:39about the diagnosis organ donation
  1532. 51:41should be postponed until the
  1533. 51:42anesthetist is satisfied that these
  1534. 51:44concerns are addressed in conclusion
  1535. 51:48anesthetist faced many ethical
  1536. 51:50challenges including promotion of
  1537. 51:52patient autonomy resolution of patient
  1538. 51:54provider conflicts and medical decision
  1539. 51:56making ethical obligations in human
  1540. 51:58subjects and animal research and ethical
  1541. 52:00conflicts during end-of-life care in the
  1542. 52:02ICU and during organ donation knowledge
  1543. 52:05about ethical and professional standards
  1544. 52:07and patient care and research is
  1545. 52:08essential in the specialty of
  1546. 52:09anesthesiology which is more than just a
  1547. 52:11mere provision of technical service on
  1548. 52:13demand anaesthetist may find that at
  1549. 52:16times accepted values and ethical
  1550. 52:17practice conflict with personal values
  1551. 52:19and goals this is a common challenge to
  1552. 52:22all providers but ethical decisions
  1553. 52:24cannot be left to the individual
  1554. 52:25providers values and adherence to
  1555. 52:27ethical principles of the medical
  1556. 52:28profession should prevail

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