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10_Publication Ethics — Transcript

by NPTEL-NOC IITM · 2,044 words · 400 segments · language en · Watch on YouTube

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  1. 0:00hello
  2. 0:01i am sri shindu from icmr national
  3. 0:03institute of epidemiology i will talk to
  4. 0:06you on publication ethics
  5. 0:08at the end of the session i expect that
  6. 0:11participants will be able to recognize
  7. 0:13various ethical issues related to
  8. 0:15publication
  9. 0:17and
  10. 0:17make use of guidelines available from
  11. 0:20various national and international
  12. 0:22organizations for publication ethics
  13. 0:25before i start my
  14. 0:27main slides
  15. 0:28i want you to throw
  16. 0:30some highlights on two issues
  17. 0:33number one
  18. 0:34is if you remember the life cycle of our
  19. 0:37research how it goes on
  20. 0:40it starts with identify data needs and
  21. 0:42then spell out research question
  22. 0:45you formulate your study objectives
  23. 0:48plan for analysis and prepare data
  24. 0:50collection instruments and then you go
  25. 0:52collect your data and analyze it and
  26. 0:55then draw some conclusions and
  27. 0:57recommendations
  28. 0:58publication
  29. 1:00exactly fits at the end of this process
  30. 1:03or this life cycle
  31. 1:05the second one is why to publish a
  32. 1:08research finding
  33. 1:09now if i ask somebody usually i get the
  34. 1:12answer is like it helps in career
  35. 1:15progression
  36. 1:16of course that is there because you need
  37. 1:19publication for your promotion or
  38. 1:22getting through an interview
  39. 1:24but if you think deeply
  40. 1:26it allows us to communicate
  41. 1:28our research findings to our
  42. 1:30stakeholders
  43. 1:32and when i say stakeholders this
  44. 1:33includes your peer group sitting across
  45. 1:35the world in addition the funding
  46. 1:38agencies and the common people also
  47. 1:41would like to see your results and your
  48. 1:43research findings
  49. 1:45it identifies the research gaps and the
  50. 1:48future potential areas
  51. 1:50of research
  52. 1:52finally it increases the responsibility
  53. 1:54to influence your practice because if it
  54. 1:57goes in the right direction then
  55. 2:00your paper matters or your research
  56. 2:02finding can influence the current
  57. 2:05practice available
  58. 2:07unfortunately post graduate medical
  59. 2:10research in india often lack relevance
  60. 2:12of research question
  61. 2:14may not address the local needs or
  62. 2:16sometimes
  63. 2:18have inappropriate design and methods
  64. 2:21and
  65. 2:22sometimes not accessible
  66. 2:24for others
  67. 2:26often you do not publish it
  68. 2:28and so
  69. 2:29it is difficult to find out your full
  70. 2:31report
  71. 2:32but there are instances that post
  72. 2:35graduate research can contribute to
  73. 2:37clinical practice and you can change
  74. 2:39your practice in field whichever you are
  75. 2:42working in
  76. 2:44with this note
  77. 2:45let us come to the main slides of
  78. 2:47today's topic
  79. 2:48i have enlisted
  80. 2:51various components of publication ethics
  81. 2:54but make sure that these list is not the
  82. 2:58final one there are other issues related
  83. 3:01to publication ethics and sometimes few
  84. 3:04some of these components are overlapping
  85. 3:07with each other so they may not be the
  86. 3:08separate entity
  87. 3:10so let us take a look at the components
  88. 3:12ethics review and breach of
  89. 3:14confidentiality
  90. 3:16fabrication and falsification
  91. 3:19authorship
  92. 3:21plagiarism
  93. 3:22ethics related to submission and
  94. 3:24conflict of interest
  95. 3:26the first
  96. 3:28ethics review and breach of
  97. 3:30confidentiality
  98. 3:31when you are planning for a research you
  99. 3:33must take the
  100. 3:34human oil and or animal ethics committee
  101. 3:37approval whichever is applicable as per
  102. 3:39the national guidelines
  103. 3:41also
  104. 3:42you must take the informed consent or
  105. 3:44age appropriate ascent whenever required
  106. 3:47because unless you have these two
  107. 3:50none of the journals are going to accept
  108. 3:51your manuscript
  109. 3:54if you are doing a trial then you must
  110. 3:56register this trial with clinical trial
  111. 3:58registry of india
  112. 4:00and you make sure that you are not
  113. 4:02disclosing the data other than people
  114. 4:04from your institution or which whoever
  115. 4:07have access to it based on your
  116. 4:10ethics committee review
  117. 4:12there is a common habit that without
  118. 4:13institutional permission
  119. 4:15some pages used to share their
  120. 4:18work or the research work with people
  121. 4:21from other institution working maybe
  122. 4:23their friend may be somebody else for
  123. 4:26data analysis but you must remember that
  124. 4:29these are not a good practice and this
  125. 4:31is unethical because unless you have
  126. 4:34your institutional permission you cannot
  127. 4:36do this you cannot disclose your
  128. 4:38information
  129. 4:39with
  130. 4:40outsiders
  131. 4:42the second one
  132. 4:44fabrication and falsification
  133. 4:47if the research results not generated
  134. 4:49from the study we call it fabrication
  135. 4:52or if it is generated by manipulating
  136. 4:55data we call it falsification these are
  137. 4:58extremely serious misconducts if your
  138. 5:01research comes under any scrutiny for
  139. 5:03any reason
  140. 5:05to defend that you must preserve your
  141. 5:07data for sufficiently long duration
  142. 5:10either in paper form or in electronic
  143. 5:13form
  144. 5:15i will share an example of falsification
  145. 5:17and fabrication with you
  146. 5:21a final year post graduate student came
  147. 5:23to me requesting to analyze his thesis
  148. 5:25data he also asked if i could make some
  149. 5:29significant results
  150. 5:31though they were not initially so
  151. 5:33participants this is case i felt the
  152. 5:36student has done the study appropriately
  153. 5:39but failed to get a statistically
  154. 5:41significant result he was expecting
  155. 5:44so he wanted me to manipulate the data
  156. 5:47to get his desired findings
  157. 5:50this is falsification
  158. 5:53then curiously i asked how he has
  159. 5:55collected the data
  160. 5:57to my surprise he revealed that the data
  161. 6:00was taken from his senior thesis
  162. 6:03now the whole game changed i understood
  163. 6:06that he didn't even do the study
  164. 6:08either copied completely from someone
  165. 6:11else or generated the new data without
  166. 6:14even doing the study
  167. 6:16this is fabrication
  168. 6:18it is the responsibility of all the post
  169. 6:21graduate students to be faithful with
  170. 6:23the research works while the mentors and
  171. 6:26the guides should rigorously encourage
  172. 6:28the students to conduct the study as per
  173. 6:31protocol
  174. 6:32make an analysis plan during the
  175. 6:34designing stage itself
  176. 6:36and maintain the same further report the
  177. 6:40same results
  178. 6:41whatever you find
  179. 6:43falsification and fabrication happens
  180. 6:45not only at pg level or at our country
  181. 6:49it happens everywhere across the world
  182. 6:52but the most important issue what is
  183. 6:55there is breach of trust of common
  184. 6:56people because they trust you you are
  185. 6:59going to deliver something they trust on
  186. 7:01it and also you are losing
  187. 7:04time and other resources which you
  188. 7:06cannot do and that is absolute ethical
  189. 7:09reach
  190. 7:10the third one
  191. 7:12authorship confers credit implies
  192. 7:15responsibility and
  193. 7:17accountability of your published work
  194. 7:21each author should be clear about their
  195. 7:23responsibility
  196. 7:25it is mandatory to declare the
  197. 7:27contribution of each authors and this is
  198. 7:30mandatory nowadays before you submit
  199. 7:33your manuscript to any journal
  200. 7:36decide on authorship while writing
  201. 7:37protocol itself
  202. 7:39that gives clarity
  203. 7:41and there is no ambiguity when we do
  204. 7:43when you do that right at the beginning
  205. 7:47the international committee of medical
  206. 7:49journal editors recommends that
  207. 7:51authorship should be based on four
  208. 7:53criteria
  209. 7:56the criteria are number one substantial
  210. 7:59contributions
  211. 8:00to the conception
  212. 8:02or design of the work
  213. 8:04or the acquisition analysis or
  214. 8:07interpretation of data for the work
  215. 8:10and
  216. 8:11drafting the work
  217. 8:12for revising it critically for important
  218. 8:15intellectual content
  219. 8:17and
  220. 8:18final approval of the version to be
  221. 8:19published
  222. 8:21and finally agreement to be accountable
  223. 8:24for all aspects of the work in ensuring
  224. 8:27that questions related to the accuracy
  225. 8:30or integrity of any part of the work are
  226. 8:32appropriately investigated and resolved
  227. 8:36for example
  228. 8:37if your editor is asking
  229. 8:40for some queries
  230. 8:42make sure that the responsible person is
  231. 8:46accountable for answering these
  232. 8:47questions
  233. 8:49the fourth one ethics related to
  234. 8:51submission
  235. 8:52there are issues with such things for
  236. 8:55example when one author is submitting
  237. 8:58the same manuscript
  238. 8:59simultaneously
  239. 9:01at different journals we call it
  240. 9:03simultaneous submission and that should
  241. 9:05not happen at any point of time you
  242. 9:08submit your manuscript to a journal
  243. 9:10the journal gets back to you
  244. 9:13the editor will reply back to you and
  245. 9:16you
  246. 9:17see what is the response from the
  247. 9:19editor if it is accepted then fine if it
  248. 9:22is not accepted they may ask a review
  249. 9:24for it again review and submit
  250. 9:27you do all those things and then
  251. 9:29you decide whether to
  252. 9:32be with that journal or to choose a
  253. 9:34different journal a duplicate submission
  254. 9:37is defined as submitting a new
  255. 9:38manuscript with same hypothesis methods
  256. 9:41data discussion and or conclusion which
  257. 9:44you have published earlier you cannot do
  258. 9:47that
  259. 9:49also it happens that when you are
  260. 9:51writing a manuscript you unnecessarily
  261. 9:54refers to your self written manuscript
  262. 9:58published earlier
  263. 10:00that should not happen
  264. 10:02you also be careful about submitting
  265. 10:04your manuscript to a predatory journal
  266. 10:06these predatory journals hardly peer
  267. 10:08reviews any manuscript
  268. 10:10a list of pretty journals is given by
  269. 10:12university grants commission consortium
  270. 10:14for academic and research ethics follow
  271. 10:17those lists to choose your journal
  272. 10:20the fifth one plagiarism is a very
  273. 10:23serious issue and i think the most
  274. 10:25commonly faced by everybody of us
  275. 10:28it is defined as use of previously
  276. 10:31published manuscript by someone for his
  277. 10:34or her manuscript or unreferenced use of
  278. 10:37others published and unpublished ideas
  279. 10:40without consent credit or
  280. 10:42acknowledgement
  281. 10:44as i said if you
  282. 10:46again look back the definition carefully
  283. 10:49sometimes people think that it is only
  284. 10:51about copying and pasting its not just
  285. 10:54copying and pasting in addition even the
  286. 10:57idea if you take from someone without
  287. 10:59acknowledging without his or her consent
  288. 11:02that is a serious issue
  289. 11:04there are various type of plagiarism
  290. 11:06like direct plagiarism when you copy
  291. 11:08from someone else
  292. 11:10work or self legalism when you
  293. 11:12duplicates your own previously published
  294. 11:15paper
  295. 11:16and there is something called a
  296. 11:18redundant publication when with the same
  297. 11:20objective and hypothesis and research
  298. 11:22methodology you are using it for
  299. 11:26publishing as different different papers
  300. 11:29that is called as salami publications
  301. 11:32it should not happen of course you
  302. 11:34publish it as a single paper
  303. 11:37to avoid plagiarism
  304. 11:39avoid copy pasting in addition write the
  305. 11:42concept in your own words you spend more
  306. 11:45time with your
  307. 11:46papers with your references and
  308. 11:49literature to figure out what should be
  309. 11:51there
  310. 11:52and you figure out a new version of your
  311. 11:54draft
  312. 11:56but don't copy paste
  313. 11:58acknowledge the original sources even it
  314. 12:00is unpublished work
  315. 12:02cite the reference accurately you may
  316. 12:05use the reference manager for this
  317. 12:07avoid writing several articles of same
  318. 12:09type that is the salami publication you
  319. 12:12cannot do that
  320. 12:13and to avoid the plagiarism finally what
  321. 12:16you can do is
  322. 12:17use a software tools like urkent
  323. 12:20authenticate or turn it in
  324. 12:23but
  325. 12:25as per it should be as per the
  326. 12:26university norms because university will
  327. 12:29have their own
  328. 12:30ah criteria and own software what they
  329. 12:33are using or subscribing
  330. 12:36the last one that is the conflict of
  331. 12:37interest is defined as financial
  332. 12:40personal social and other interests that
  333. 12:44directly or indirectly influence the
  334. 12:46conduct of the author with respect to
  335. 12:49the manuscript
  336. 12:52example
  337. 12:53a pg or a researcher is conducting a
  338. 12:55truck trail which is funded by a
  339. 12:57pharmaceutical company
  340. 12:59of course the outcome can be influenced
  341. 13:01by the pharmaceutical company it is not
  342. 13:04just financial conflict of interest in
  343. 13:07addition they may change the outcome of
  344. 13:10interest so make sure that you are
  345. 13:14identifying those conflict of interest
  346. 13:16what you have to do is you have to
  347. 13:18disclose such conflicts of interest
  348. 13:20during submission and the readers will
  349. 13:23decide the influence of such conflict of
  350. 13:26interest on conclusion of the paper
  351. 13:29consequences of any research misconduct
  352. 13:32can be dealt with seriously
  353. 13:35committee on publication ethics
  354. 13:37describes the consequences it depends on
  355. 13:40the type of misconduct
  356. 13:42which is major or minor
  357. 13:44if find out to be a major one even the
  358. 13:46author can be getting blacklisted by all
  359. 13:48the member journals
  360. 13:50also they can inform your institute
  361. 13:52and the institute can take action
  362. 13:54against it
  363. 13:56i have summarized the existing
  364. 13:58guidelines related to publication for
  365. 14:00the academicians in indian institutions
  366. 14:03what should be the index agencies what
  367. 14:05should be the type of articles and the
  368. 14:07authorship criteria which is required
  369. 14:10for your promotion and career
  370. 14:12progression
  371. 14:13so i have summarized
  372. 14:15the
  373. 14:16checklist for publication ethics
  374. 14:19when you are planning for publication
  375. 14:22this starts right at the beginning when
  376. 14:23you start your work
  377. 14:25to make sure that you get your approval
  378. 14:28from your ethics committee
  379. 14:29and
  380. 14:30you get the consent or the ascent
  381. 14:33when you are collecting data you make
  382. 14:35sure that the data accuracy you are
  383. 14:38maintained
  384. 14:40you have not done any falsification or
  385. 14:42fabrication of your data to check
  386. 14:44plagiarism you check with your
  387. 14:46university or the institution what they
  388. 14:48are using and you do accordingly but
  389. 14:51make sure that plagiarism is not there
  390. 14:54are as minimum as possible you make sure
  391. 14:56that you are submitting
  392. 14:58your manuscript to only one journal at
  393. 15:00one point of time according to the icmje
  394. 15:03guidelines you have maintained the
  395. 15:05authorship
  396. 15:06criteria
  397. 15:08and you have chose the right authors and
  398. 15:10finally you make sure that you disclose
  399. 15:12all the conflict of interest you have
  400. 15:15thank you

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